ASSET STRATEGIES, INC.
CRD #119661 SEC #801-61023 AVON, CT 860-673-5500
SEC Registered
Total AUM
$140.1M
Discretionary
$140.1M
Employees
10
Clients
51
Accounts
606
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | NA | Control |
| ROBINSON, NOLAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, NOLAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| ROTHSTEIN, ALAN, MILES | I | PRESIDENT, TREASURER | E | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BREZIK, CONNIE, ASHMORE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | D | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| ROTHSTEIN, ALAN, MILES | I | VICE PRESIDENT, TREASURER | C | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| NORRIS, KATHRYN, KINDL | I | VICE PRESIDENT, SECRETARY | B | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
| MCCHESNEY, DIANN, ELIZABETH | I | SHAREHOLDER | A | |
| MCCHESNEY, DIANN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | A | Control |
Registrations
Federal
IA
Feb 21, 2024 REGISTERED
Notice Filings (12)
AZ CA CT FL LA MA NE NH NY SD TX VT
Address
80 WEST AVON RD.AVON, CT 06001
United States
Phone: 860-673-5500