CAPITAL PORTFOLIO ADVISORS, INC.
CRD #119708 SEC #801-66444 DAYTON, OH 937-299-9111
SEC Registered
Total AUM
$27M
Discretionary
$27M
Employees
1
Clients
1
Accounts
117
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | PRESIDENT | E | Control |
| DELPHENICH, DENNIS, CHAPMAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 26, 2012 REGISTERED
Notice Filings (3)
KY OH TX
Address
3131 S. DIXIE DRIVESUITE 105
DAYTON, OH 45439
United States
Phone: 937-299-9111