PENN STREET INVESTMENT ADVISORS, INC.
CRD #119724 SEC #801-61116 MALVERN, PA 610-232-1700
SEC Registered
Total AUM
$13M
Discretionary
$13M
Employees
5
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIEDRZYCKI, TIMOTHY, KEVIN | I | DIRECTOR/CHAIRMAN | NA | Control |
| CASCARELLI, JOSEPH, CARMEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANGEN, JOHANNES, PETRUS | I | DIRECTOR, CO-CHAIRMAN, TREASURER | NA | Control |
| GIORGIO, PAUL, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIORGIO, PAUL, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIORGIO, PAUL, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIORGIO, PAUL, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIORGIO, PAUL, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, DAVID, DWAIN | I | PRESIDENT | NA | Control |
| KING, JEFFRY, HOWARD | I | DIRECTOR, CO-CHAIRMAN, SECRETARY | NA | Control |
| LUKAN, JOHN, ANTHONY | I | CEO, DIRECTOR, MANAGING DIRECTOR | NA | Control |
| LUKAN, JOHN, ANTHONY | I | CEO, DIRECTOR, MANAGING DIRECTOR | NA | Control |
| LUKAN, JOHN, ANTHONY | I | CEO, DIRECTOR, MANAGING DIRECTOR | NA | Control |
| MASTERSON, PHILIP, THOMAS | I | CHIEF LEGAL OFFICER | NA | Control |
| MASTERSON, PHILIP, THOMAS | I | CHIEF LEGAL OFFICER | NA | Control |
| NEFF, TONI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEFF, TONI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEFF, TONI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, JOHN, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| ROMAN, JOHN, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| ROMAN, JOHN, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| UNTERNAEHRER, ERMANNO, GIUSEPPE | I | DIRECTOR | NA | Control |
| CITCO MUTUAL FUND SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| CITCO MUTUAL FUND SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| CITCO MUTUAL FUND SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| CITCO-QUAKER FUND SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| RMH LLC | DE | SHAREHOLDER | D | Control |
| CITCO (QUAKER HOLDINGS) INC. | DE | SHAREHOLDER | C | Control |
| HENRY, WILLIAM, RAYMOND | I | TREASURER/DIRECTOR | C | Control |
| MARA, GEORGE, MICHAEL | I | DIRECTOR | C | Control |
| RIPEPI, DR. PHILIP, P. | I | DIRECTOR | C | Control |
| ROMAN, JOHN, GEORGE | I | PRESIDENT/CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FOUNDACION DE FAMILLE SANDOZ | FE | THE CITCO GROUP, LTD. | F | Control |
| FOUNDACION DE FAMILLE SANDOZ | FE | THE CITCO GROUP, LTD. | F | Control |
| FOUNDACION DE FAMILLE SANDOZ | FE | THE CITCO GROUP, LTD. | F | Control |
| FOUNDACION DE FAMILLE SANDOZ | FE | THE CITCO GROUP, LTD. | F | Control |
| JKG PARTNERS | DE | CITCO MUTUAL FUND SERVICES, INC. | F | Control |
| JKG PARTNERS | DE | CITCO MUTUAL FUND SERVICES, INC. | F | Control |
| JONES, DAVID, DWAIN | I | JKG PARTNERS | F | Control |
| KING, JEFFRY, HOWARD | I | JKG PARTNERS | F | Control |
| KING, JEFFRY, HOWARD | I | JKG PARTNERS | F | Control |
| KING, JEFFRY, HOWARD | I | CITCO MUTUAL FUND SERVICES, INC. | F | Control |
| MAILEY, KEVIN, JOHN | I | JKG PARTNERS | F | Control |
| MAILEY, KEVIN, JOHN | I | JKG PARTNERS | F | Control |
| ROTONDE INVESTMENTS | FE | THE CITCO GROUP, LTD. | F | Control |
| ROTONDE INVESTMENTS | FE | THE CITCO GROUP, LTD. | F | Control |
| ROTONDE INVESTMENTS | FE | THE CITCO GROUP, LTD. | F | Control |
| ROTONDE INVESTMENTS | FE | THE CITCO GROUP, LTD. | F | Control |
| THE CITCO GROUP, LTD. | FE | CITCO (QUAKER) HOLDINGS INC. | E | Control |
| THE CITCO GROUP, LTD. | FE | CITCO MUTUAL FUND SERVICES, INC. | E | Control |
| THE CITCO GROUP, LTD. | FE | CITCO-QUAKER FUND SERVICES, INC. | D | Control |
| THE CITCO GROUP, LTD. | FE | CITCO-QUAKER FUND SERVICES, INC. | D | Control |
| THE CITCO GROUP, LTD. | FE | CITCO-QUAKER FUND SERVICES, INC. | D | Control |
| JKG PARTNERS | DE | CITCO-QUAKER FUND SERVICES, INC. | C | Control |
| KEECH, EVERETT, TAYLOR | I | JKG PARTNERS | C | Control |
| KING, JEFFRY, HOWARD | I | JKG PARTNERS | C | Control |
| MAILEY, KEVIN, JOHN | I | JKG PARTNERS | C | Control |
Registrations
Federal
IA
Nov 21, 2005 REGISTERED
Notice Filings (1)
PA
Address
83 GENERAL WARREN BOULEVARDSUITE 200
MALVERN, PA 19355
U.S.A.
Phone: 610-232-1700