AVONDALE INVESTMENTS, LLC
Legal name: AVONDALE
CRD #119760 SEC #801-63908 OKLAHOMA CITY, OK 405-286-9759
SEC Registered
Total AUM
$11.1M
Discretionary
$0
Employees
1
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 16, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DILLINGHAM, DONALD, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DILLINGHAM, DONALD, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITAGE MANAGEMENT INC. | DE | OWNER | NA | |
| HERITAGE MANAGEMENT INC. | DE | OWNER | NA | |
| DILLINGHAM, DONALD, LEE | I | DIRECT OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| DILLINGHAM, DONALD, LEE | I | DIRECT OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| DILLINGHAM, DONALD, LEE | I | DIRECT OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| DILLINGHAM, DONALD, LEE | I | DIRECT OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| DILLINGHAM, DONALD, LEE | I | DIRECT OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| DILLINGHAM, DONALD, LEE | I | DIRECT OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| DILLINGHAM, DONALD, LEE | I | DIRECT OWNER | E | Control |
| DLD REVOCABLE TRUST | DE | OWNER | E | Control |
| DLD REVOCABLE TRUST | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DILLINGHAM, DONALD, LEE | I | DLD REVOCABLE TRUST | E | Control |
| DILLINGHAM, DONALD, LEE | I | HERITAGE MANAGEMENT INC | E | Control |
| DILLINGHAM, DONALD, LEE | I | DLD REVOCABLE TRUST | E | Control |
| DILLINGHAM, DONALD, LEE | I | HERITAGE MANAGEMENT INC | E | Control |
Registrations
Federal
IA
Nov 16, 2011 REGISTERED
Notice Filings (1)
OK
Address
121 N. E. 50THSTREETOKLAHOMA CITY, OK 73105
United States
Phone: 405-286-9759