SALING, SIMMS, ASSOCIATES INC.
CRD #119810 SEC #801-80114 COLUMBUS, OH 614-841-1881
SEC Registered
Total AUM
$296.7M
Discretionary
$165.8M
Employees
6
Clients
251
Accounts
1,152
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SALING, JAMES, ALAN | I | INVESTMENT ADVISOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | E | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
| SIMMS, BRENT, RALPH | I | INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | C | Control |
Registrations
Federal
IA
Mar 29, 2024 REGISTERED
Notice Filings (6)
FL LA NH OH TX VA
Address
7965 N. HIGH ST. SUITE 130COLUMBUS, OH 43235
United States
Phone: 614-841-1881