RESOURCE FINANCIAL GROUP, LTD.
CRD #119833 SEC #801-66619 WILMETTE, IL 847-256-7495
SEC Registered
Total AUM
$542.6M
Discretionary
$401.7M
Employees
8
Clients
101
Accounts
892
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MARIS, PETER, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGAL, BRIAN, ANTHONY | I | CO-OWNER | B | |
| PUGAL, BRIAN, ANTHONY | I | CO-OWNER | B | |
| PUGAL, BRIAN, ANTHONY | I | CO-OWNER | B | |
| PUGAL, BRIAN, ANTHONY | I | CO-OWNER | B | |
| PUGAL, BRIAN, ANTHONY | I | CO-OWNER | B |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (7)
AZ CA CO FL IL NH NY
Address
1000 SKOKIE BLVD.SUITE 525
WILMETTE, IL 60091
United States
Phone: 847-256-7495