GUIDANCE INVESTMENTS, LLC
CRD #119897 SEC #801-62614 RESTON, VA 703.885.0824
SEC Registered
Total AUM
$63.9M
Discretionary
$0
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTHONY, WILLIAM, D. | I | DIRECTOR | NA | Control |
| ANTHONY, WILLIAM, D. | I | DIRECTOR | NA | Control |
| ANTHONY, WILLIAM, D. | I | DIRECTOR | NA | Control |
| ANTHONY, WILLIAM, D. | I | DIRECTOR | NA | Control |
| ANTHONY, WILLIAM, D. | I | DIRECTOR | NA | Control |
| ANTHONY, WILLIAM, D. | I | DIRECTOR | NA | Control |
| DATTA, PRABIR | I | MANAGING DIRECTOR | NA | Control |
| DODWELL, JAMES, STUART | I | DIRECTOR | NA | Control |
| DODWELL, JAMES, STUART | I | DIRECTOR | NA | Control |
| DODWELL, JAMES, STUART | I | DIRECTOR | NA | Control |
| DODWELL, JAMES, STUART | I | DIRECTOR | NA | Control |
| DODWELL, JAMES, STUART | I | DIRECTOR | NA | Control |
| GAINOR, THOMAS, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAINOR, THOMAS, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAINOR, THOMAS, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAINOR, THOMAS, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAINOR, THOMAS, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HASHIM, HASNITA | I | DIRECTOR | NA | Control |
| GUIDANCE FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| GUIDANCE FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| GUIDANCE FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| GUIDANCE FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| GUIDANCE FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| GUIDANCE FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NORTHERN STAR TRUST COMPANY LTD. | FE | PURE SPRING TRUST | F | Control |
| CAPITAL GUIDANCE (HUNGARY) LTD. | FE | CAPITAL GUIDANCE AMERICA, INC. | E | Control |
| CAPITAL GUIDANCE AMERICA, INC. | DE | CG(IFS), INC. | E | Control |
| CAPITAL GUIDANCE AMERICA, INC. | DE | CG(IFS), INC. | E | Control |
| CAPITAL GUIDANCE AMERICA, INC. | DE | CG(IFS), INC. | E | Control |
| CAPITAL GUIDANCE AMERICA, INC. | DE | CG(IFS), INC. | E | Control |
| CAPITAL GUIDANCE AMERICA, INC. | DE | CG(IFS), INC. | E | Control |
| CAPITAL GUIDANCE AMERICA, INC. | DE | CG(IFS), INC. | E | Control |
| CAPITAL GUIDANCE HOLDING LTD. | FE | CAPITAL GUIDANCE (HUNGARY) LTD. | E | Control |
| CG(IFS), INC. | DE | GUIDANCE FINANCIAL GROUP, LLC | E | Control |
| CG(IFS), INC. | DE | GUIDANCE FINANCIAL GROUP, LLC | E | Control |
| CG(IFS), INC. | DE | GUIDANCE FINANCIAL GROUP, LLC | E | Control |
| CG(IFS), INC. | DE | GUIDANCE FINANCIAL GROUP, LLC | E | Control |
| CG(IFS), INC. | DE | GUIDANCE FINANCIAL GROUP, LLC | E | Control |
| CG(IFS), INC. | DE | GUIDANCE FINANCIAL GROUP, LLC | E | Control |
| PURE SPRING TRUST | FE | CAPITAL GUIDANCE HOLDING LTD. | C |
Registrations
Federal
IA
Jul 16, 2012 REGISTERED
Notice Filings (1)
VA
Address
11107 SUNSET HILLS RD, 2ND FL.RESTON, VA 20190
United States
Phone: 703.885.0824