THE FINANCIAL STRATEGIES GROUP, INC
CRD #119900 SEC #801-66587 CLEVELAND, OH 216-436-6000
SEC Registered
Total AUM
$37.3M
Discretionary
$37M
Employees
5
Clients
51
Accounts
328
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KARRAS, ROBERT | I | PRESIDENT, CEO | D | Control |
| KARRAS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| KARRAS, ROBERT | I | PRESIDENT, CEO | D | Control |
| KARRAS, ROBERT | I | PRESIDENT, CEO | D | Control |
| SANDY, PAMELA, SUE | I | CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL | D | Control |
| SANDY, PAMELA, SUE | I | CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL | D | Control |
| SANDY, PAMELA, SUE | I | CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL | D | Control |
Registrations
Federal
IA
Mar 13, 2007 REGISTERED
Notice Filings (1)
OH
Address
US BANK CENTRE ON PLAYHOUSE SQUARE1350 EUCLID AVENUE, SUITE 220
CLEVELAND, OH 44115-1815
USA
Phone: 216-436-6000