MOSAIC INVESTMENT SOLUTIONS, LLC
Legal name: MOSAIC WEALTH MANAGEMENT
CRD #119909 SEC #801-65313 BETHESDA, MD 301-564-3000
SEC Registered
Total AUM
$44.1M
Discretionary
$44.1M
Employees
5
Clients
26
Accounts
158
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 3, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KUTLER, VEENA, ACHARYA | I | MEMBER/PRINCIPAL | D | Control |
| KUTLER, VEENA, ACHARYA | I | MEMBER/PRINCIPAL | D | Control |
| SIMON, ANNETTE, FLORENCE | I | MEMBER/PRINCIPAL & CHIEF COMPLIANCE OFFICER | D | Control |
| SIMON, ANNETTE, FLORENCE | I | MEMBER/PRINCIPAL & CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Jan 3, 2006 REGISTERED
Notice Filings (2)
MD VA
Address
ONE DEMOCRACY PLAZA6701 DEMOCRACY BLVD, SUITE 505
BETHESDA, MD 20817
USA
Phone: 301-564-3000