PROFESSIONAL FINANCIAL ADVISORS, INC.
CRD #119910 SEC #801-80843 NEW CUMBERLAND, PA 717-761-4646
SEC Registered Disclosures
Total AUM
$158.4M
Discretionary
$143.8M
Employees
6
Clients
101
Accounts
1,376
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMOS, CHRISTINE, ANNE | I | SECURITY ADMINISTRATOR | NA | |
| AMOS, CHRISTINE, ANNE | I | SECURITY ADMINISTRATOR | NA | |
| AMOS, CHRISTINE, ANNE | I | SECURITY ADMINISTRATOR | NA | |
| AMOS, CHRISTINE, ANNE | I | SECURITY ADMINISTRATOR | NA | |
| AMOS, CHRISTINE, ANNE | I | SECURITY ADMINISTRATOR | NA | |
| AMOS, CHRISTINE, ANNE | I | SECURITY ADMINISTRATOR | NA | |
| MANNING, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SHAWVER, CHARITY, A. | I | VICE PRESIDENT OF OPERATIONS | NA | |
| SHAWVER, CHARITY, A. | I | SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| SWOPE, KIMBERLY, IRENE | I | V.P. OPERATIONS/SECURITY ADMINISTRATOR | NA | |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| AMOS, MATTHEW, PHILIP | I | DIRECTOR | D | Control |
| AMOS, MATTHEW, PHILIP | I | DIRECTOR | D | Control |
| AMOS, MATTHEW, PHILIP | I | DIRECTOR | D | Control |
| AMOS, MATTHEW, PHILIP | I | DIRECTOR | D | Control |
| AMOS, MATTHEW, PHILIP | I | DIRECTOR | D | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | SECRETARY | B | Control |
| ENGLEHART, DAVID, LEE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| ENGLEHART, DAVID, LEE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| ENGLEHART, DAVID, LEE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| ENGLEHART, DAVID, LEE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| ENGLEHART, DAVID, LEE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| NICKUM, JEFFREY, SCOTT | I | DIRECTOR OF MARKETING | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | VICE PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | PRESIDENT | B | Control |
| ZIMMERMANN, CURT, HEINZ | I | PRESIDENT | B | Control |
Registrations
Federal
IA
May 24, 2019 REGISTERED
Notice Filings (3)
FL PA SC
Address
502 BRIDGE STNEW CUMBERLAND, PA 17070
United States
Phone: 717-761-4646