TARPLEY & UNDERWOOD FINANCIAL ADVISORS, LLC
CRD #119962 SEC #801-61895 ATLANTA, GA 770-730-5000
SEC Registered
Total AUM
$82.6M
Discretionary
$82.6M
Employees
5
Clients
25
Accounts
226
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARPENTIER, JOHN, BENNETT | I | VICE PRESIDENT | B | Control |
| CARPENTIER, JOHN, BENNETT | I | VICE PRESIDENT | B | Control |
| CARPENTIER, JOHN, BENNETT | I | VICE PRESIDENT | B | Control |
| CARPENTIER, JOHN, BENNETT | I | VICE PRESIDENT | B | Control |
| CARPENTIER, JOHN, BENNETT | I | VICE PRESIDENT | B | Control |
| CARPENTIER, JOHN, BENNETT | I | VICE PRESIDENT | B | Control |
| CARPENTIER, JOHN, BENNETT | I | VICE PRESIDENT | B | Control |
| DICKSON, BRADFORD, C. | I | VICE PRESIDENT | B | Control |
| DICKSON, BRADFORD, C. | I | VICE PRESIDENT | B | Control |
| DICKSON, BRADFORD, C. | I | VICE PRESIDENT | B | Control |
| DICKSON, BRADFORD, C. | I | VICE PRESIDENT | B | Control |
| DICKSON, BRADFORD, C. | I | VICE PRESIDENT | B | Control |
| DICKSON, BRADFORD, C. | I | VICE PRESIDENT | B | Control |
| DICKSON, BRADFORD, C. | I | VICE PRESIDENT | B | Control |
| PRATOR, ROBERT, LOUIS | I | VICE PRESIDENT | B | Control |
| PRATOR, ROBERT, LOUIS | I | VICE PRESIDENT | B | Control |
| PRATOR, ROBERT, LOUIS | I | VICE PRESIDENT | B | Control |
| PRATOR, ROBERT, LOUIS | I | VICE PRESIDENT | B | Control |
| PRATOR, ROBERT, LOUIS | I | VICE PRESIDENT | B | Control |
| PRATOR, ROBERT, LOUIS | I | VICE PRESIDENT | B | Control |
| PRATOR, ROBERT, LOUIS | I | VICE PRESIDENT | B | Control |
| TARPLEY, HARVEY, EMILE | I | VICE PRESIDENT | B | Control |
| TARPLEY, HARVEY, EMILE | I | VICE PRESIDENT | B | Control |
| TARPLEY, HARVEY, EMILE | I | VICE PRESIDENT | B | Control |
| TARPLEY, HARVEY, EMILE | I | VICE PRESIDENT | B | Control |
| TARPLEY, HARVEY, EMILE | I | VICE PRESIDENT | B | Control |
| TARPLEY, HARVEY, EMILE | I | VICE PRESIDENT | B | Control |
| TARPLEY, HARVEY, EMILE | I | VICE PRESIDENT | B | Control |
| UNDERWOOD, JAMES | I | PRESIDENT | B | Control |
| UNDERWOOD, JAMES | I | PRESIDENT | B | Control |
| UNDERWOOD, JAMES | I | PRESIDENT | B | Control |
| UNDERWOOD, JAMES | I | PRESIDENT | B | Control |
| UNDERWOOD, JAMES | I | PRESIDENT | B | Control |
| UNDERWOOD, JAMES | I | PRESIDENT | B | Control |
| UNDERWOOD, JAMES | I | PRESIDENT | B | Control |
| WARD, ROGER, GLENN | I | VICE PRESIDENT | B | Control |
| WARD, ROGER, GLENN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WARD, ROGER, GLENN | I | VICE PRESIDENT | B | Control |
| WARD, ROGER, GLENN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WARD, ROGER, GLENN | I | VICE PRESIDENT | B | Control |
| WARD, ROGER, GLENN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WARD, ROGER, GLENN | I | VICE PRESIDENT | B | Control |
| WARD, ROGER, GLENN | I | VICE PRESIDENT | B | Control |
| WARD, ROGER, GLENN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WARD, ROGER, GLENN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WARD, ROGER, GLENN | I | VICE PRESIDENT | B | Control |
| WARD, ROGER, GLENN | I | VICE PRESIDENT | B | Control |
| YARBROUGH, CHERYL, L. | I | VICE PRESIDENT | B | Control |
| YARBROUGH, CHERYL, L. | I | VICE PRESIDENT | B | Control |
| YARBROUGH, CHERYL, L. | I | VICE PRESIDENT | B | Control |
| YARBROUGH, CHERYL, L. | I | VICE PRESIDENT | B | Control |
| YARBROUGH, CHERYL, L. | I | VICE PRESIDENT | B | Control |
| YARBROUGH, CHERYL, L. | I | VICE PRESIDENT | B | Control |
| YARBROUGH, CHERYL, L. | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Nov 8, 2005 REGISTERED
Notice Filings (2)
FL GA
Address
THREE RAVINIA DRIVESUITE 1550
ATLANTA, GA 30346
USA
Phone: 770-730-5000