KEY INVESTMENT TEAM
CRD #120011 SEC #801-61016 ENCINO, CA 818-205-1013
SEC Registered
Total AUM
$43.3M
Discretionary
$40.4M
Employees
1
Clients
--
Accounts
379
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VENEZIA, ROBERT, BRUCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | PRESIDENT | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
| VENEZIA, ROBERT, BRUCE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 13, 2012 REGISTERED
Notice Filings (1)
CA
Address
16830 VENTURA BLVDSTE 515
ENCINO, CA 91436
United States
Phone: 818-205-1013