RUBY CORPORATION
CRD #120035 SEC #801-62387 BEACHWOOD, OH 216-595-8282
SEC Registered Disclosures
Total AUM
$21M
Discretionary
$21M
Employees
1
Clients
0
Accounts
99
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 2, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRANZ, GEORGE, BERNARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANZ, GEORGE, BERNARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANZ, GEORGE, BERNARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANZ, GEORGE, BERNARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANZ, GEORGE, BERNARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 2, 2011 REGISTERED
Notice Filings (1)
OH
Address
25100 CHAGRIN BLVD.SUITE 101
BEACHWOOD, OH 44122
United States
Phone: 216-595-8282