GROSVENOR CAPITAL MANAGEMENT, LLC
CRD #120175 SEC #801-61079 PORTLAND, ME 207-879-1900
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, WILLIAM, RICHARD | I | MANAGER | NA | Control |
| BAKER, WILLIAM, RICHARD | I | MANAGER | NA | Control |
| BAKER, WILLIAM, RICHARD | I | MANAGER | NA | Control |
| BAKER, WILLIAM, RICHARD | I | MANAGER | NA | Control |
| BAKER, WILLIAM, RICHARD | I | MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VP/MANAGER/SENIOR PORTFOLIO MANAGER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/MANAGER/SECRETARY | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/MANAGER/SECRETARY | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/MANAGER/SECRETARY | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/MANAGER/SECRETARY | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/MANAGER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/MANAGER/SECRETARY | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/MANAGER/SECRETARY | NA | Control |
| BERTHY, RICHARD, JOHN | I | VP/MANAGER | NA | Control |
| BERTHY, RICHARD, JOHN | I | VP/MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VP/TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VP/TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VP/TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VP/TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VP/TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VP/TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VP/TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE-PRESIDENT | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE-PRESIDENT | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | |
| FURRY, RICHARD, L. | I | SECRETARY | NA | Control |
| GOLDSTEIN, DAVID, IVES | I | SECRETARY | NA | Control |
| GOLDSTEIN, DAVID, IVES | I | SECRETARY | NA | Control |
| GOLDSTEIN, DAVID, IVES | I | SECRETARY | NA | Control |
| HIRSCH, RONALD, H | I | TREASURER | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | PRESIDENT | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | TREASURER | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | TREASURER | NA | Control |
| KEFFER, JOHN, YOUNG | I | DIRECTOR | NA | Control |
| KEFFER, JOHN, YOUNG | I | MANAGER | NA | Control |
| KEFFER, JOHN, YOUNG | I | MANAGER | NA | Control |
| KEFFER, JOHN, YOUNG | I | MANAGER | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT/MANAGER | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT/MANAGER | NA | Control |
| MAFFETT, JEFFREY, ALAN | I | SENIOR VP/MANAGER | NA | Control |
| MAFFETT, JEFFREY, ALAN | I | SENIOR VP/MANAGER | NA | Control |
| MAFFETT, JEFFREY, ALAN | I | SENIOR VP/MANAGER | NA | Control |
| MAFFETT, JEFFREY, ALAN | I | SENIOR VP/MANAGER | NA | Control |
| MAFFETT, JEFFREY, ALAN | I | SENIOR VP/MANAGER | NA | Control |
| FORUM INVESTMENT ADVISORS, LLC | DE | 100% OWNER | E | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BERTHY, JOHN, DOUGLAS | I | 25% OWNER AND VICE PRESIDENT | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| RJB, LLC | DE | 25% OWNER | C | Control |
| RJB, LLC | DE | 25% OWNER | C | Control |
| RJB, LLC | DE | 25% OWNER | C | Control |
| RJB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS JAM, LLC | FE | 13.33% OWNER | B | |
| BAINBRIDGE HOLDINGS JAM, LLC | FE | 13.33% OWNER | B | |
| BAINBRIDGE HOLDINGS JAM, LLC | FE | 13.33% OWNER | B | |
| BAINBRIDGE HOLDINGS JAM, LLC | FE | 13.33% OWNER | B | |
| BAINBRIDGE HOLDINGS JAM, LLC | FE | 13.33% OWNER | B | |
| BAINBRIDGE HOLDINGS LCB, LLC | FE | 13.34% OWNER | B | |
| BAINBRIDGE HOLDINGS LCB, LLC | FE | 13.34% OWNER | B | |
| BAINBRIDGE HOLDINGS LCB, LLC | FE | 13.34% OWNER | B | |
| BAINBRIDGE HOLDINGS LCB, LLC | FE | 13.34% OWNER | B | |
| BAINBRIDGE HOLDINGS LCB, LLC | FE | 13.34% OWNER | B | |
| COLONIAL BANC CORP. | DE | 20% OWNER | B | |
| COLONIAL BANC CORP. | DE | 20% OWNER | B | |
| COLONIAL BANC CORP. | DE | 20% OWNER | B | |
| COLONIAL BANC CORP. | DE | 20% OWNER | B | |
| COLONIAL BANC CORP. | DE | 20% OWNER | B | |
| FORUM INVESTMENT ADVISORS, LLC | DE | 20% OWNER | B | |
| FORUM INVESTMENT ADVISORS, LLC | DE | 20% OWNER | B | |
| FORUM INVESTMENT ADVISORS, LLC | DE | 20% OWNER | B | |
| FORUM INVESTMENT ADVISORS, LLC | DE | 20% OWNER | B | |
| FORUM INVESTMENT ADVISORS, LLC | DE | 20% OWNER | B | |
| OHIO HERITAGE BANCORP | DE | 20% OWNER | B | |
| OHIO HERITAGE BANCORP | DE | 20% OWNER | B | |
| OHIO HERITAGE BANCORP | DE | 20% OWNER | B | |
| OHIO HERITAGE BANCORP | DE | 20% OWNER | B | |
| OHIO HERITAGE BANCORP | DE | 20% OWNER | B | |
| RJB, LLC | FE | 13.33% OWNER | B | |
| RJB, LLC | FE | 13.33% OWNER | B | |
| RJB, LLC | FE | 13.33% OWNER | B | |
| RJB, LLC | FE | 13.33% OWNER | B | |
| RJB, LLC | FE | 13.33% OWNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| FORUM FINANCIAL GROUP, LLC | DE | FORUM TRUST, LLC | E | Control |
| FORUM TRUST, LLC | DE | FORUM INVESTMENT ADVISORS, LLC | E | Control |
| FORUM TRUST, LLC | DE | FORUM INVESTMENT ADVISORS, LLC | E | Control |
| FORUM TRUST, LLC | DE | FORUM INVESTMENT ADVISORS, LLC | E | Control |
| FORUM TRUST, LLC | DE | FORUM INVESTMENT ADVISORS, LLC | E | Control |
| FORUM TRUST, LLC | DE | FORUM INVESTMENT ADVISORS, LLC | E | Control |
| FORUM TRUST, LLC | DE | FORUM INVESTMENT ADVISORS, LLC | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM FINANCIAL GROUP, LLC | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| MAFFETT, JEFFREY, ALAN | I | BAINBRIDGE HOLDINGS JAM, LLC | E | Control |
| MAFFETT, JEFFREY, ALAN | I | BAINBRIDGE HOLDINGS JAM, LLC | E | Control |
| MAFFETT, JEFFREY, ALAN | I | BAINBRIDGE HOLDINGS JAM, LLC | E | Control |
| MAFFETT, JEFFREY, ALAN | I | BAINBRIDGE HOLDINGS JAM, LLC | E | Control |
| MAFFETT, JEFFREY, ALAN | I | BAINBRIDGE HOLDINGS JAM, LLC | E | Control |
Registrations
Federal
IA
Apr 9, 2002 REGISTERED
Address
TWO PORTLAND SQUAREPORTLAND, ME 4101
USA
Phone: 207-879-1900