SVIM / MSM, LLC
CRD #120196 SEC #801-61536 SANTA MONICA, CA 310-566-1000
SEC Registered
Total AUM
$15.9M
Discretionary
$15.9M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, PAUL, LESLIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, PAUL, LESLIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENWOOD, ELIZABETH, ALICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENWOOD, ELIZABETH, ALICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENWOOD, ELIZABETH, ALICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENWOOD, ELIZABETH, ALICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TENNENBAUM, MICHAEL, ERNEST | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TENNENBAUM & CO., LLC | DE | MANAGING MEMBER | D | Control |
| TENNENBAUM & CO., LLC | DE | MANAGING MEMBER | D | Control |
| TENNENBAUM & CO., LLC | DE | MANAGING MEMBER | D | Control |
| TENNENBAUM & CO., LLC | DE | MANAGING MEMBER | D | Control |
| TENNENBAUM & CO., LLC | DE | MANAGING MEMBER | C | Control |
| TENNENBAUM & CO., LLC | DE | MANAGING MEMBER | C | Control |
| TENNENBAUM & CO., LLC | DE | MANAGING MEMBER | C | Control |
| HOLDSWORTH, MARK, KEITH | I | EXECUTIVE VICE PRESIDENT, FINANCE | B | Control |
| HOLDSWORTH, MARK, KEITH | I | EXECUTIVE VICE PRESIDENT, FINANCE | B | Control |
| HOLDSWORTH, MARK, KEITH | I | EXECUTIVE VICE PRESIDENT, FINANCE | B | Control |
| HOLDSWORTH, MARK, KEITH | I | EXECUTIVE VICE PRESIDENT, FINANCE | B | Control |
| HOLDSWORTH, MARK, KEITH | I | EXECUTIVE VICE PRESIDENT, FINANCE | B | Control |
| HOLDSWORTH, MARK, KEITH | I | EXECUTIVE VICE PRESIDENT, FINANCE | B | Control |
| HOLDSWORTH, MARK, KEITH | I | CHIEF FINANCIAL OFFICER | B | Control |
| LEVKOWITZ, HOWARD, MARSHALL | I | EXECUTIVE VICE PRESIDENT, ADMINISTRATION | B | Control |
| LEVKOWITZ, HOWARD, MARSHALL | I | EXECUTIVE VICE PRESIDENT, ADMINISTRATION | B | Control |
| LEVKOWITZ, HOWARD, MARSHALL | I | EXECUTIVE VICE PRESIDENT, ADMINISTRATION | B | Control |
| LEVKOWITZ, HOWARD, MARSHALL | I | EXECUTIVE VICE PRESIDENT, ADMINISTRATION | B | Control |
| LEVKOWITZ, HOWARD, MARSHALL | I | EXECUTIVE VICE PRESIDENT, ADMINISTRATION | B | Control |
| LEVKOWITZ, HOWARD, MARSHALL | I | EXECUTIVE VICE PRESIDENT, ADMINISTRATION | B | Control |
| LEVKOWITZ, HOWARD, MARSHALL | I | CHIEF ADMINISTRATIVE OFFICER | B | Control |
| SACHERMAN, DAVID, ALLAN | I | MEMBER | A | |
| SACHERMAN, DAVID, ALLAN | I | MEMBER | A | |
| SACHERMAN, DAVID, ALLAN | I | MEMBER | A | |
| SACHERMAN, DAVID, ALLAN | I | MEMBER | A | |
| SACHERMAN, DAVID, ALLAN | I | MEMBER | A | |
| SACHERMAN, DAVID, ALLAN | I | MEMBER | A | |
| SACHERMAN, DAVID, ALLAN | I | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STOCKFISCHTENNENBAUM, SUZANNE | I | TENNENBAUM & CO., LLC | D | Control |
| STOCKFISCHTENNENBAUM, SUZANNE | I | TENNENBAUM & CO., LLC | D | Control |
| STOCKFISCHTENNENBAUM, SUZANNE | I | TENNENBAUM & CO., LLC | D | Control |
| STOCKFISCHTENNENBAUM, SUZANNE | I | TENNENBAUM & CO., LLC | D | Control |
| STOCKFISCHTENNENBAUM, SUZANNE | I | TENNENBAUM & CO., LLC | D | Control |
| STOCKFISCHTENNENBAUM, SUZANNE | I | TENNENBAUM & CO., LLC | D | Control |
| STOCKFISCHTENNENBAUM, SUZANNE | I | TENNENBAUM & CO., LLC | D | Control |
| TENNENBAUM, MICHAEL, ERNEST | I | TENNENBAUM & CO., LLC | D | Control |
| TENNENBAUM, MICHAEL, ERNEST | I | TENNENBAUM & CO., LLC | D | Control |
| TENNENBAUM, MICHAEL, ERNEST | I | TENNENBAUM & CO., LLC | D | Control |
| TENNENBAUM, MICHAEL, ERNEST | I | TENNENBAUM & CO., LLC | D | Control |
| TENNENBAUM, MICHAEL, ERNEST | I | TENNENBAUM & CO., LLC | D | Control |
| TENNENBAUM, MICHAEL, ERNEST | I | TENNENBAUM & CO., LLC | D | Control |
| TENNENBAUM, MICHAEL, ERNEST | I | TENNENBAUM & CO., LLC | D | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Address
2951 28TH STREETSUITE 1000
SANTA MONICA, CA 90405
United States
Phone: 310-566-1000