RIA Intelligence

SVIM / MSM II, LLC

CRD #120197 SEC #801-61537 SANTA MONICA, CA 310-566-1000
SEC Registered
Total AUM
$95.2K
Discretionary
$95.2K
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DAVIS, PAUL, LESLIEICHIEF COMPLIANCE OFFICERNA
DAVIS, PAUL, LESLIEICHIEF COMPLIANCE OFFICERNA
GREENWOOD, ELIZABETH, ALICEICHIEF COMPLIANCE OFFICERNA
TENNENBAUM, MICHAEL, ERNESTICHIEF EXECUTIVE OFFICERNA Control
SACHERMAN, DAVID, ALLANIMEMBERC
SACHERMAN, DAVID, ALLANIMEMBERC
SACHERMAN, DAVID, ALLANIMEMBERC
TENNENBAUM & CO., LLCDEMANAGING MEMBERC Control
TENNENBAUM & CO., LLCDEMANAGING MEMBERC Control
TENNENBAUM & CO., LLCDEMANAGING MEMBERC Control
TENNENBAUM & CO., LLCDEMANAGING MEMBERC Control
BABSON CAPITAL MANAGEMENT LLCDEMEMBERB
BABSON CAPITAL MANAGEMENT LLCDEMEMBERB
BABSON CAPITAL MANAGEMENT LLCDEMEMBERB
DAVID L. BABSON & COMPANY INC.DEMEMBERB
HOLDSWORTH, MARK, KEITHICHIEF FINANCIAL OFFICERB Control
LEVKOWITZ, HOWARD, MARSHALLICHIEF ADMINISTRATIVE OFFICERB Control
HOLDSWORTH, MARK, KEITHIEXECUTIVE VICE PRESIDENT, FINANCEA Control
HOLDSWORTH, MARK, KEITHIEXECUTIVE VICE PRESIDENT, FINANCEA Control
HOLDSWORTH, MARK, KEITHIEXECUTIVE VICE PRESIDENT, FINANCEA Control
LEVKOWITZ, HOWARD, MARSHALLIEXECUTIVE VICE PRESIDENT, ADMINISTRATIONA Control
LEVKOWITZ, HOWARD, MARSHALLIEXECUTIVE VICE PRESIDENT, ADMINISTRATIONA Control
LEVKOWITZ, HOWARD, MARSHALLIEXECUTIVE VICE PRESIDENT, ADMINISTRATIONA Control
SACHERMAN, DAVID, ALLANIMEMBERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDEMASSMUTUAL HOLDING LLCE Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDEMASSMUTUAL HOLDING LLCE Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDEMASSMUTUAL HOLDING LLCE Control
MASSMUTUAL HOLDING LLCDEBABSON CAPITAL MANAGEMENT LLCE Control
MASSMUTUAL HOLDING LLCDEBABSON CAPITAL MANAGEMENT LLCE Control
MASSMUTUAL HOLDING LLCDEBABSON CAPITAL MANAGEMENT LLCE Control
STOCKFISCHTENNENBAUM, SUZANNEITENNENBAUM & CO., LLCD Control
STOCKFISCHTENNENBAUM, SUZANNEITENNENBAUM & CO., LLCD Control
STOCKFISCHTENNENBAUM, SUZANNEITENNENBAUM & CO., LLCD Control
STOCKFISCHTENNENBAUM, SUZANNEITENNENBAUM & CO., LLCD Control
TENNENBAUM, MICHAEL, ERNESTITENNENBAUM & CO., LLCD Control
TENNENBAUM, MICHAEL, ERNESTITENNENBAUM & CO., LLCD Control
TENNENBAUM, MICHAEL, ERNESTITENNENBAUM & CO., LLCD Control
TENNENBAUM, MICHAEL, ERNESTITENNENBAUM & CO., LLCD Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Address

2951 28TH STREET
SUITE 1000
SANTA MONICA, CA 90405
United States
Phone: 310-566-1000