PDV FINANCIAL MANAGEMENT
CRD #120205 SEC #801-62109 LOS ANGELES, CA 310-559-0898
SEC Registered
Total AUM
$55.1M
Discretionary
$54.3M
Employees
5
Clients
10
Accounts
123
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 15, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CHE | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 15, 2007 REGISTERED
Notice Filings (1)
CA
Address
10680 WEST PICO BLVDSTE 400
LOS ANGELES, CA 90064
USA
Phone: 310-559-0898