RIGGS CAPITAL MANAGEMENT, LLC
CRD #120253 SEC #801-64363 AMERICAN FORK, UT 801-221-7923
SEC Registered
Total AUM
$306.8M
Discretionary
$306.8M
Employees
8
Clients
0
Accounts
360
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 6, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, CRAIG, LEWIS | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | NA | Control |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | NA | |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, KREY, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | D | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | D | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | D | Control |
| RIGGS, JAY, ANTHONY | I | PRESIDENT & CHIEF INVESTMENT OFFICER | D | Control |
| RIGGS, JAY, ANTHONY | I | MANAGING MEMBER | D | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| ALPHA CAPITAL ADVISORS, INC. | DE | OWNER | C | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | C | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | C | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | B | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | B | Control |
| FAERBER, ALMA, EDWARDS | I | PORTFOLIO MANAGER | B | Control |
| FAERBER, ALMA, EDWARDS | I | MANAGING MEMBER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOCUS INVESTMENT MANAGEMENT, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTECA, INC. | DE | OWNER | B | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | B | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | B | Control |
| FOSTER, CAMERON, WESLEY | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FOSTER, CAMERON, WESLEY | I | MANAGING MEMBER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| NWQ ADVISORS, INC. | DE | OWNER | B | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| RIGGS, CRAIG, LEWIS | I | VICE PRESIDENT & PARTNER | B | Control |
| RIGGS, CRAIG, LEWIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | B | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | B | |
| RIGGS, JOSEPH, WAYNE | I | SILENT PARTNER | B | |
| RIGGS, JOSEPH, WAYNE | I | MANAGING MEMBER | B | |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
| VERTEX CAPITAL, INC. | DE | OWNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FAERBER, ALMA, EDWARDS | I | NWQ ADVISORS, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| FOSTER, CAMERON, WESLEY | I | FOSTECA, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, CRAIG, LEWIS | I | VERTEX CAPITAL, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JAY, ANTHONY | I | ALPHA CAPITAL ADVISORS, INC. | E | Control |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E | |
| RIGGS, JOSEPH, WAYNE | I | FOCUS INVESTMENT MANAGEMENT, INC. | E |
Registrations
Federal
IA
Feb 6, 2025 REGISTERED
Notice Filings (12)
AZ CA CO GA KY MI MO NH TX UT VA WA
Address
1112 EAST 300 NORTHSUITE 200
AMERICAN FORK, UT 84003
United States
Phone: 801-221-7923