ORION PARTNERS, LLC
CRD #120275 SEC #801-61149 SAN FRANCISCO, CA 415-276-2231
SEC Registered
Total AUM
$51.7M
Discretionary
$0
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALEN, HOWARD, THOMAS | I | MANAGER | D | Control |
| HALEN, HOWARD, THOMAS | I | PRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| KONG KEE, SAM, KUHAULUA | I | MEMBER | C | Control |
| KONG KEE, SAM, KUHAULUA | I | VICE PRESIDENT/MANAGER | C | Control |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Notice Filings (1)
CA
Address
120 MONTGOMERY STREET, SUITE 1575SAN FRANCISCO, CA 94104
USA
Phone: 415-276-2231