HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC
CRD #120325 SEC #801-61090 RALEIGH, NC 919-846-2324
SEC Registered
Total AUM
$578.6M
Discretionary
$578.6M
Employees
11
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| FIELDS, JAMES, MICHAEL | I | COO | NA | |
| JACOBS, BRIAN | I | CEO | NA | |
| JACOBS, BRIAN | I | CEO | NA | |
| JACOBS, BRIAN | I | CEO | NA | |
| JACOBS, BRIAN | I | CEO | NA | |
| JACOBS, BRIAN | I | CEO | NA | |
| JACOBS, BRIAN | I | CEO | NA | |
| LABERMEIER, KRISTINA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LABERMEIER, KRISTINA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LABERMEIER, KRISTINA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERKINS, DAVID, BRIEN | I | CEO | NA | |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | FOUNDER/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | CEO/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | CEO/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | CEO/MANAGING MEMBER | NA | |
| PERKINS, DAVID, BRIEN | I | CEO/MANAGING MEMBER | NA | |
| ASSET ALLIANCE CORPORATION | DE | MEMBER | E | Control |
| ASSET ALLIANCE CORPORATION | DE | MEMBER | E | Control |
| ASSET ALLIANCE CORPORATION | DE | MEMBER | D | Control |
| ASSET ALLIANCE CORPORATION | DE | MEMBER | D | Control |
| ASSET ALLIANCE CORPORATION | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| SAMSON, STEVEN, RICHARD | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | D | Control |
| SCHULTHEIS, LEE, WILLIAM | I | CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | D | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | C | Control |
| HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | DE | MEMBER | C | Control |
| SAMSON, STEVEN, RICHARD | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | C | Control |
| SCHULTHEIS, LEE, WILLIAM | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | C | Control |
| SCHULTHEIS, LEE, WILLIAM | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | C | Control |
| SCHULTHEIS, LEE, WILLIAM | I | CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | C | Control |
| SCHULTHEIS, LEE, WILLIAM | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | C | Control |
| SCHULTHEIS, LEE, WILLIAM | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | C | Control |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | MEMBER | B | |
| SCHULTHEIS, LEE, WILLIAM | I | MEMBER | B | |
| SCHULTHEIS, LEE, WILLIAM | I | PRESIDENT | B | |
| SCHULTHEIS, LEE, WILLIAM | I | MEMBER | B | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE (NY) MANAGEMENT CORP. | DE | MEMBER | A | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | A | |
| ASSET ALLIANCE HOLDING CORP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A | |
| TRUST ADVISORY GROUP | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PERKINS, DAVID, BRIEN | I | HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| PORTNOY, MICHAEL, ERIC | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| TONUCCI, MARK, RICHARD | I | TRUST ADVISORY GROUP | D | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE (NY) MANAGEMENT, INC. | C | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (5)
CT ME NC NJ NY
Address
8540 COLONNADE CENTER DRIVE, SUITE 401RALEIGH, NC 27615
United States
Phone: 919-846-2324