WALLACE & MACKENZIE, INC.
CRD #120370 SEC #801-61524 DARIEN, CT 203-656-1119
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 1, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LICCIARDI, FRANK | I | EVP - SERVICES | NA | Control |
| LICCIARDI, FRANK | I | EVP - SERVICES | NA | Control |
| JESSIMAN, ALISTAIR | I | CEO | E | Control |
| JESSIMAN, ALISTAIR | I | CEO | E | Control |
| JESSIMAN, ALISTAIR | I | CEO | E | Control |
| JESSIMAN, ALISTAIR | I | CEO | E | Control |
Registrations
Federal
IA
Jun 1, 2005 REGISTERED
Address
30 OLD KING'S HIGHWAY SOUTHDARIEN, CT 6820
USA
Phone: 203-656-1119