HIGHMOUNT CAPITAL LLC
Legal name: HIGHMOUNT CAPITAL
CRD #120418 SEC #801-61093 NEW YORK, NY 212-871-8550
SEC Registered Private Funds
Total AUM
$1.9B
Discretionary
$1.6B
Employees
24
Clients
--
Accounts
700
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHHADA, GAUTAM | I | PRINCIPAL | NA | |
| CHHADA, GAUTAM | I | PRINCIPAL | NA | |
| CHURCHILL, DAVID, MICHAEL | I | MANAGER | NA | Control |
| CHURCHILL, DAVID, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CHURCHILL, DAVID, MICHAEL | I | MANAGER | NA | Control |
| CHURCHILL, DAVID, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CHURCHILL, DAVID, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CHURCHILL, DAVID, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CHURCHILL, DAVID, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| HANKIN, MICHAEL, DAVID | I | MANAGER | NA | Control |
| HANKIN, MICHAEL, DAVID | I | PRESIDENT & CEO | NA | Control |
| HANKIN, MICHAEL, DAVID | I | MANAGER | NA | Control |
| HANKIN, MICHAEL, DAVID | I | PRESIDENT & CEO | NA | Control |
| HANKIN, MICHAEL, DAVID | I | PRESIDENT & CEO | NA | Control |
| HANKIN, MICHAEL, DAVID | I | PRESIDENT & CEO | NA | Control |
| HANKIN, MICHAEL, DAVID | I | PRESIDENT & CEO | NA | Control |
| HOCH, STEVEN, GEORGE | I | CEO | NA | Control |
| HOCH, STEVEN, GEORGE | I | CEO | NA | Control |
| LUCICH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUCICH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUCICH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUCICH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILONA, SUSAN | I | PRINCIPAL | NA | |
| MILONA, SUSAN | I | PRINCIPAL | NA | |
| POWER, STEPHANIE | I | PRINCIPAL | NA | |
| POWER, STEPHANIE | I | PRINCIPAL | NA | |
| ROGERS, BRETT, DAVID | I | MANAGER | NA | Control |
| ROGERS, BRETT, DAVID | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ROGERS, BRETT, DAVID | I | MANAGER | NA | Control |
| ROGERS, BRETT, DAVID | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ROGERS, BRETT, DAVID | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ROGERS, BRETT, DAVID | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ROGERS, BRETT, DAVID | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| SICILLIANO, KRISTEN | I | PRINCIPAL | NA | |
| SICILLIANO, KRISTEN | I | PRINCIPAL | NA | |
| THOMPSON, DAVID, H. | I | PRINCIPAL | NA | |
| THOMPSON, DAVID, H. | I | PRINCIPAL | NA | |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER | NA | Control |
| BROWN ADVISORY MANAGEMENT LLC | DE | HOLDING COMPANY | E | Control |
| BROWN ADVISORY MANAGEMENT LLC | DE | HOLDING COMPANY AND MANAGING MEMBER | E | Control |
| BROWN ADVISORY MANAGEMENT LLC | DE | HOLDING COMPANY | E | Control |
| BROWN ADVISORY MANAGEMENT LLC | DE | HOLDING COMPANY | E | Control |
| BROWN ADVISORY MANAGEMENT LLC | DE | HOLDING COMPANY | E | Control |
| BROWN ADVISORY MANAGEMENT LLC | DE | HOLDING COMPANY | E | Control |
| BROWN ADVISORY MANAGEMENT LLC | DE | HOLDING COMPANY AND MANAGING MEMBER | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HIGHMOUNT ADVISERS, LLC | DE | HOLDING COMPANY | E | Control |
| HOCH, STEVEN, GEORGE | I | PARTNER | C | Control |
| HOCH, STEVEN, GEORGE | I | PARTNER | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | PARTNER | C | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| GARNER, DARCY, PAIGE | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| NOWAK, BERNARD, KAROL | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
| WALSH, BRIAN, J. | I | PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROWN ADVISORY INCORPORATED | DE | BROWN ADVISORY MANAGEMENT, LLC | F | Control |
| BROWN ADVISORY INCORPORATED | DE | BROWN ADVISORY MANAGEMENT, LLC | F | Control |
| BROWN ADVISORY INCORPORATED | DE | BROWN ADVISORY MANAGEMENT, LLC | F | Control |
| BROWN ADVISORY INCORPORATED | DE | BROWN ADVISORY MANAGEMENT, LLC | F | Control |
| BROWN ADVISORY INCORPORATED | DE | BROWN ADVISORY MANAGEMENT, LLC | F | Control |
| BROWN ADVISORY INCORPORATED | DE | BROWN ADVISORY MANAGEMENT, LLC | F | Control |
| BROWN ADVISORY INCORPORATED | DE | BROWN ADVISORY MANAGEMENT, LLC | F | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| HOCH, STEVEN, GEORGE | I | HIGHMOUNT ADVISERS, LLC | D | Control |
| BROWN ADVISORY GROUP HOLDINGS LLC | DE | BROWN ADVISORY MANAGEMENT, LLC | C | Control |
| BROWN ADVISORY GROUP HOLDINGS LLC | DE | BROWN ADVISORY MANAGEMENT, LLC | C | Control |
| BROWN ADVISORY GROUP HOLDINGS LLC | DE | BROWN ADVISORY MANAGEMENT, LLC | C | Control |
| BROWN ADVISORY GROUP HOLDINGS LLC | DE | BROWN ADVISORY MANAGEMENT, LLC | C | Control |
| BROWN ADVISORY GROUP HOLDINGS LLC | DE | BROWN ADVISORY MANAGEMENT, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
| VANHENGEL, MAARTEN, RILEY | I | HIGHMOUNT ADVISERS, LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2017 REGISTERED
Notice Filings (12)
CA CT FL GA MA ME NH NV NY PA TX VA
Address
12 EAST 49TH STREET35TH FLOOR
NEW YORK, NY 10017-1028
United States
Phone: 212-871-8550