RESEARCH AFFILIATES, LLC
Legal name: RESEARCH AFFILIATES
CRD #120440 SEC #801-61153 NEWPORT BEACH, CA 949 325 8700
SEC Registered Private Funds
Total AUM
$26.3B
Discretionary
$24.9B
Employees
71
Clients
0
Accounts
33
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 20, 2025
- Branch Offices
- 0
- LEI
- 254900KR7XONLN51WT62
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AILEY, ASHER, KAMALI | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT GENERAL COUNSEL | NA | Control |
| AILEY, ASHER, KAMALI | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT GENERAL COUNSEL | NA | |
| AILEY, ASHER, KAMALI | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT GENERAL COUNSEL | NA | Control |
| AILEY, ASHER, KAMALI | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AILEY, ASHER, KAMALI | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AILEY, ASHER, KAMALI | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AILEY, ASHER, KAMALI | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AILEY, ASHER, KAMALI | I | CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AILEY, ASHER, KAMALI | I | CHIEF ADMINISTRATIVE OFFICER, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST & TRUSTOR OF ROBERT, SYDNEY & RICHARD ARNOTT TRUSTS | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST & TRUSTOR OF ROBERT, SYDNEY & RICHARD ARNOTT TRUSTS | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST & TRUSTOR OF ROBERT, SYDNEY & RICHARD ARNOTT TRUSTS | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST & TRUSTOR OF ROBERT, SYDNEY & RICHARD ARNOTT TRUSTS | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST & TRUSTOR OF ROBERT, SYDNEY & RICHARD ARNOTT TRUSTS | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST & TRUSTOR OF ROBERT, SYDNEY & RICHARD ARNOTT TRUSTS | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR, TRUSTEE/TRUSTOR OF ARNOTT FAMILY TRUST | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN, CEO, BD OF MEMBERS MGR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER; ASSOCIATE DIRECTOR, INVESTMENT OPERATIONS | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER; ASSOCIATE DIRECTOR, INVESTMENT OPERATIONS | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER; ASSOCIATE DIRECTOR, INVESTMENT OPERATIONS | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| HARKINS, DANIEL, MICHAEL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HATTESOHL, JOSEPH, DIEDERICH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HENNESSY, DAVID, MICHAEL | I | DIRECTOR OF MARKETING | NA | Control |
| HENNESSY, DAVID, MICHAEL | I | MANAGING DIRECTOR, MARKETING | NA | Control |
| HENNESSY, DAVID, MICHAEL | I | MANAGING DIRECTOR, MARKETING | NA | Control |
| HENNESSY, DAVID, MICHAEL | I | DIRECTOR OF MARKETING | NA | Control |
| HENNESSY, DAVID, MICHAEL | I | MANAGING DIRECTOR, MARKETING | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, DIRECTOR, RESEARCH & PRODUCT MANAGEMENT | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, DIRECTOR, RESEARCH & PRODUCT MANAGEMENT | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, DIRECTOR, RESEARCH & PRODUCT MANAGEMENT | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, DIRECTOR, RESEARCH | NA | Control |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B, MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, VICE CHAIRMAN | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, VICE CHAIRMAN | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, VICE CHAIRMAN | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, VICE CHAIRMAN | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, VICE CHAIRMAN | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, VICE CHAIRMAN | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, VICE CHAIRMAN | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| HSU, JASON | I | VICE CHAIRMAN | NA | |
| HSU, JASON | I | VICE CHAIRMAN | NA | |
| HSU, JASON | I | VICE CHAIRMAN | NA | |
| HSU, JASON | I | VICE CHAIRMAN | NA | |
| HSU, JASON | I | VICE CHAIRMAN | NA | |
| HSU, JASON | I | VICE CHAIRMAN | NA | |
| HSU, JASON | I | VICE CHAIRMAN | NA | |
| LALJI, REENA, SHUKLA | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | GENERAL COUNSEL | NA | Control |
| LALJI, REENA, SHUKLA | I | GENERAL COUNSEL | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER | NA | Control |
| LALJI, REENA, SHUKLA | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTURZO, JAMES, JOSEPH | I | ACTING CHIEF INVESTMENT OFFICER | NA | Control |
| NESBIT, JANINE, ANN | I | MEMBER, NON-VOTING CLASS B, DIRECTOR, ADMINISTRATION & CHIEF LEGAL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NESBIT, JANINE, ANN | I | MEMBER, NON-VOTING CLASS B, MANAGING DIRECTOR, CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| NESBIT, JANINE, ANN | I | MEMBER, NON-VOTING CLASS B, DIRECTOR, ADMINISTRATION & CHIEF LEGAL & COMPLIANCE OFFICER | NA | Control |
| NESBIT, JANINE, ANN | I | MEMBER, NON-VOTING CLASS B, MANAGING DIRECTOR, CHIEF LEGAL OFFICER | NA | Control |
| NESBIT, JANINE, ANN | I | MEMBER, NON-VOTING CLASS B, DIRECTOR, ADMINISTRATION & CHIEF LEGAL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NESBIT, JANINE, ANN | I | CHIEF ADMINISTRATIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| NESBIT, JANINE, ANN | I | CHIEF ADMINISTRATIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| NESBIT, JANINE, ANN | I | MEMBER, NON-VOTING CLASS B, DIRECTOR, ADMINISTRATION & CHIEF COMPLIANCE OFFICER | NA | Control |
| NESBIT, JANINE, ANN | I | MEMBER, NON-VOTING CLASS B, MANAGING DIRECTOR | NA | Control |
| RICHARD J. WILES-ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| RICHARD J. WILES-ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| RICHARD J. WILES-ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| ROBERT L. ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| ROBERT L. ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| SHERRERD, KATRINA, FOULKROD | I | MEMBER, NON-VOTING CLASS B, DIRECTOR STRATEGIC PLANNING | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MEMBER, NON-VOTING CLASS B, MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MEMBER, NON-VOTING CLASS B, MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MEMBER, NON-VOTING CLASS B, MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MEMBER, NON-VOTING CLASS B, DIRECTOR STRATEGIC PLANNING | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MEMBER, NON-VOTING CLASS B, MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | MANAGING DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| SHERRERD, KATRINA, FOULKROD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NA | Control |
| SYDNEY ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| SYDNEY ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| SYDNEY ARNOTT TRUST | DE | MEMBER, NON-VOTING CLASS B | NA | |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZANE, ELAINE, TZOU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A & NON-VOTING CLASS B | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHIEF EXECUTIVE OFFICER, BOARD OF MEMBERS MANAGER, OWNER CLASS A AND B STOCK | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | CHIEF EXECUTIVE OFFICER, BOARD OF MEMBERS MANAGER, OWNER CLASS A AND B STOCK | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| ARNOTT FAMILY TRUST | DE | MEMBER, VOTING CLASS A | D | Control |
| FIRST QUADRANT LP | DE | MEMBER, OWNER CLASS B STOCK | B | |
| FIRST QUADRANT LP | DE | MEMBER, OWNER CLASS B STOCK | B | |
| HSU, JASON | I | MEMBER, NON VOTING CLASS B & C, MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | A | Control |
| QUATRE SAISONS REAL ESTATE, LLC | DE | MEMBER, NON-VOTING CLASS B | A | |
| QUATRE SAISONS REAL ESTATE, LLC | DE | MEMBER, NON-VOTING CLASS B | A | |
| QUATRE SAISONS REAL ESTATE, LLC | DE | MEMBER, NON-VOTING CLASS B | A | |
| QUATRE SAISONS REAL ESTATE, LLC | DE | MEMBER, NON-VOTING CLASS B | A | |
| QUATRE SAISONS REAL ESTATE, LLC | DE | MEMBER, NON-VOTING CLASS B | A | |
| SHERRERD, KATRINA, FOULKROD | I | MEMBER, NON-VOTING CLASS B,& C, MANAGING DIRECTOR, CHIEF OPERATING OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARNOTT, ROBERT, DOUGLAS | I | FIRST QUADRANT LP | F | Control |
| ARNOTT, ROBERT, DOUGLAS | I | FIRST QUADRANT LP | F | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ROBERT L ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | SYDNEY ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | RICHARD J. WILES-ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | FIRST QUADRANT LP | F | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ROBERT L ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | SYDNEY ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | RICHARD J. WILES-ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | FIRST QUADRANT LP | F | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ROBERT L ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | SYDNEY ARNOTT TRUST | F | |
| ARNOTT, ROBERT, DOUGLAS | I | RICHARD J. WILES-ARNOTT TRUST | F | |
| DARNELL, MAX | I | FIRST QUADRANT LP | F | Control |
| DARNELL, MAX | I | FIRST QUADRANT LP | F | Control |
| KETTERER, CURTIS, JUSTIN | I | FIRST QUADRANT LP | F | Control |
| KETTERER, CURTIS, JUSTIN | I | FIRST QUADRANT LP | F | Control |
| LUCK, CHRISTOPHER, GERALD | I | FIRST QUADRANT LP | F | Control |
| LUCK, CHRISTOPHER, GERALD | I | FIRST QUADRANT LP | F | Control |
| MECKEL, TIMOTHY, STEPHAN | I | FIRST QUADRANT LP | F | Control |
| MECKEL, TIMOTHY, STEPHAN | I | FIRST QUADRANT LP | F | Control |
| MILLER, PHILLIP, TODD | I | FIRST QUADRANT LP | F | Control |
| MILLER, PHILLIP, TODD | I | FIRST QUADRANT LP | F | Control |
| ROBERTS, KENT, CHARLES | I | FIRST QUADRANT LP | F | Control |
| ROBERTS, KENT, CHARLES | I | FIRST QUADRANT LP | F | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | D | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT LP | D | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT LP | D | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT FAMILY TRUST | DE | RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
| ARNOTT, ROBERT, DOUGLAS | I | ARNOTT FAMILY TRUST | C | Control |
Registrations
Federal
IA
Nov 20, 2025 REGISTERED
Notice Filings (6)
CA FL PA TX UT VA
Address
660 NEWPORT CENTER DRIVESUITE 300
NEWPORT BEACH, CA 92660
United States
Phone: 949 325 8700