JOHN D. DOVICH & ASSOCIATES, LLC
CRD #120458 SEC #801-62184 CINCINNATI, OH 513-579-9400
SEC Registered Private Funds
Total AUM
$546M
Discretionary
$465.8M
Employees
13
Clients
251
Accounts
2,116
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DINGESS, MINETTE, HOPE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DINGESS, MINETTE, HOPE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHBAUGH, SHAWN, LUTHER | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | NA | |
| FISHBAUGH, SHAWN, LUTHER | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | NA | |
| FISHBAUGH, SHAWN, LUTHER | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | NA | |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAMEY, PAULA, DENISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWSHED, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOVICH, JOHN, DAVID | I | MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| DOVICH, JOHN, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL | A | |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | Control |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | Control |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | Control |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | Control |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | Control |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | Control |
| BRUNS, WILLIAM, CARL | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
| LALLEY, THOMAS, JOSEPH | I | PRINCIPAL & MEMBER | A | Control |
Registrations
Federal
IA
Mar 5, 2019 REGISTERED
Notice Filings (12)
CA CO DC FL IL IN KY MI MN OH TX VA
Address
625 EDEN PARK DRIVESUITE 310
CINCINNATI, OH 45202
United States
Phone: 513-579-9400