PRIME SOLUTIONS FINANCIAL SERVICES CORP.
CRD #120499 SEC #801-63367 NEWTOWN SQUARE, PA 610-886-4320
SEC Registered
Total AUM
$24.2M
Discretionary
$24.2M
Employees
1
Clients
0
Accounts
47
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, JAMES, RICHARD | I | EXECUTIVE VICE PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, JAMES, RICHARD | I | PRESIDENT & DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, JAMES, RICHARD | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | D | Control |
| SMITH, JAMES, RICHARD | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | D | Control |
| SMITH, JAMES, RICHARD | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | D | Control |
| WALKER, ROBERT, JOSEPH | I | PRESIDENT | D | Control |
| WALKER, ROBERT, JOSEPH | I | PRESIDENT | D | Control |
| WALKER, ROBERT, JOSEPH | I | PRESIDENT | D | Control |
| WALKER, ROBERT, JOSEPH | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Mar 9, 2012 REGISTERED
Notice Filings (2)
PA TN
Address
3415 WEST CHESTER PIKESUITE 204
NEWTOWN SQUARE, PA 19073
United States
Phone: 610-886-4320