DALTON, JOHN, HANSEN
Legal name: JDC FINANCIAL MANAGEMENT
CRD #120506 SEC #801-70842 METAIRIE, LA 504-835-4006
SEC Registered
Total AUM
$65M
Discretionary
$65M
Employees
5
Clients
10
Accounts
200
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEBERT, KELLY, GEROSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALTON, JOHN, HANSEN | I | OWNER/PRESIDENT | E | Control |
| DALTON, JOHN, HANSEN | I | CHIEF COMPLIANCE OFFICER, OWNER PRESIDENT | E | Control |
| DALTON, JOHN, HANSEN | I | CHIEF COMPLIANCE OFFICER, OWNER PRESIDENT | E | Control |
Registrations
Federal
IA
May 10, 2011 REGISTERED
Notice Filings (1)
LA
Address
433 METAIRIE ROAD, SUITE 500METAIRIE, LA 70005
United States
Phone: 504-835-4006