COUGHLIN FINANCIAL SERVICES, INC.
CRD #120511 SEC #801-113211 LARCHMONT, NY 914-834-1234
SEC Registered
Total AUM
$35.2M
Discretionary
$3.7M
Employees
1
Clients
0
Accounts
39
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COUGHLIN, JOHN, MEAD | I | CCO | E | Control |
Registrations
Federal
IA
Mar 21, 2024 REGISTERED
Notice Filings (1)
NY
Address
178 MYRTLE BOULEVARDLARCHMONT, NY 10538
United States
Phone: 914-834-1234