ACA MANAGEMENT, L.L.C.
Legal name: ACA MANAGEMENT
CRD #120512 SEC #801-61233 NEW YORK, NY 212-375-2000
SEC Registered
Total AUM
$8.5B
Discretionary
$8.5B
Employees
51
Clients
--
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAHLMAN, NORA, JEAN | I | CHIEF LEGAL OFFICER | NA | Control |
| DAHLMAN, NORA, JEAN | I | CHIEF LEGAL OFFICER | NA | Control |
| DAHLMAN, NORA, JEAN | I | CHIEF LEGAL OFFICER | NA | Control |
| DAHLMAN, NORA, JEAN | I | CHIEF LEGAL OFFICER | NA | Control |
| DAHLMAN, NORA, JEAN | I | CHIEF LEGAL OFFICER | NA | Control |
| DAHLMAN, NORA, JEAN | I | CHIEF LEGAL OFFICER | NA | Control |
| GILPIN, EDWARD, UDALL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILPIN, EDWARD, UDALL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILPIN, EDWARD, UDALL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILPIN, EDWARD, UDALL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILPIN, EDWARD, UDALL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILPIN, EDWARD, UDALL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSTON, BARBARA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, JOANNE, JUNGMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, JOANNE, JUNGMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, JOANNE, JUNGMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, JOANNE, JUNGMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, JOANNE, JUNGMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSEMAN, ALAN, S. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSEMAN, ALAN, S. | I | PRESIDENT/CEO | NA | Control |
| ROSEMAN, ALAN, S. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSEMAN, ALAN, S. | I | PRESIDENT/CEO | NA | Control |
| ROSEMAN, ALAN, S. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSEMAN, ALAN, S. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROTHMAN, JAMES, ANDREW | I | CHIEF OPERATING OFFICER | NA | Control |
| ROTHMAN, JAMES, ANDREW | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHWARTZ, LAURA, ULLMAN | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHWARTZ, LAURA, ULLMAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TOMLJANOVIC, WILLIAM, T. | I | PRESIDENT | NA | Control |
| TOMLJANOVIC, WILLIAM, T. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOMLJANOVIC, WILLIAM, T. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOMLJANOVIC, WILLIAM, T. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOMLJANOVIC, WILLIAM, T. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILEY, LISA, MUMFORD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ACA RISK SOLUTIONS, L.L.C. | DE | SOLE MEMBER & MANAGER | E | Control |
| ACA RISK SOLUTIONS, L.L.C. | DE | SOLE MEMBER & MANAGER | E | Control |
| ACA RISK SOLUTIONS, L.L.C. | DE | SOLE MEMBER & MANAGER | E | Control |
| ACA RISK SOLUTIONS, L.L.C. | DE | SOLE MEMBER & MANAGER | E | Control |
| ACA RISK SOLUTIONS, L.L.C. | DE | SOLE MEMBER & MANAGER | E | Control |
| ACA RISK SOLUTIONS, L.L.C. | DE | SOLE MEMBER & MANAGER | E | Control |
| ACA RISK SOLUTIONS, L.L.C. | DE | SOLE MEMBER & MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACA SOLUTIONS, LTD. | FE | ACA FINANCIAL GUARANTY CORPORATION | F | |
| ACA SOLUTIONS, LTD. | FE | ACA FINANCIAL GUARANTY CORPORATION | F | |
| ACA SOLUTIONS, LTD. | FE | ACA FINANCIAL GUARANTY CORPORATION | F | |
| ACA SOLUTIONS, LTD. | FE | ACA FINANCIAL GUARANTY CORPORATION | F | |
| ACA SOLUTIONS, LTD. | FE | ACA FINANCIAL GUARANTY CORPORATION | F | |
| ACA CAPITAL HOLDINGS, INC. | DE | ACA HOLDING, L.L.C. | E | Control |
| ACA CAPITAL HOLDINGS, INC. | DE | ACA HOLDING, L.L.C. | E | Control |
| ACA CAPITAL HOLDINGS, INC. | DE | ACA HOLDING, L.L.C. | E | Control |
| ACA CAPITAL HOLDINGS, INC. | DE | ACA HOLDING, L.L.C. | E | Control |
| ACA CAPITAL HOLDINGS, INC. | DE | ACA HOLDING, L.L.C. | E | Control |
| ACA CAPITAL HOLDINGS, INC. | DE | ACA HOLDING, L.L.C. | E | Control |
| ACA FINANCIAL GUARANTY CORPORATION | DE | ACA SERVICE, L.L.C. | E | Control |
| ACA FINANCIAL GUARANTY CORPORATION | DE | ACA SERVICE, L.L.C. | E | Control |
| ACA FINANCIAL GUARANTY CORPORATION | DE | ACA SERVICE, L.L.C. | E | Control |
| ACA FINANCIAL GUARANTY CORPORATION | DE | ACA SERVICE, L.L.C. | E | Control |
| ACA FINANCIAL GUARANTY CORPORATION | DE | ACA SERVICE, L.L.C. | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA SOLUTIONS, LTD. | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA FINANCIAL GUARANTY CORPORATION | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA SOLUTIONS, LTD. | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA FINANCIAL GUARANTY CORPORATION | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA SOLUTIONS, LTD. | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA FINANCIAL GUARANTY CORPORATION | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA SOLUTIONS, LTD. | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA FINANCIAL GUARANTY CORPORATION | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA SOLUTIONS, LTD. | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA FINANCIAL GUARANTY CORPORATION | E | Control |
| ACA HOLDING, L.L.C. | DE | ACA RISK SOLUTIONS, L.L.C. | E | Control |
| ACA SERVICE, L.L.C. | DE | ACA RISK SOLUTIONS, L.L.C. | E | Control |
| ACA SERVICE, L.L.C. | DE | ACA RISK SOLUTIONS, L.L.C. | E | Control |
| ACA SERVICE, L.L.C. | DE | ACA RISK SOLUTIONS, L.L.C. | E | Control |
| ACA SERVICE, L.L.C. | DE | ACA RISK SOLUTIONS, L.L.C. | E | Control |
| ACA SERVICE, L.L.C. | DE | ACA RISK SOLUTIONS, L.L.C. | E | Control |
| AMERICAN CAPITAL ACCESS HOLDINGS LIMITED | FE | ACA RISK SOLUTIONS, L.L.C. | E | Control |
Registrations
Federal
IA
May 20, 2005 REGISTERED
Notice Filings (2)
DE NY
Address
140 BROADWAY, 47TH FLOORNEW YORK, NY 10005
USA
Phone: 212-375-2000