RIA Intelligence

THE WHARTON ADVISORY GROUP, LLC

CRD #120522 SEC #801-61238 WAYNE, PA 610-293-9000
SEC Registered
Total AUM
$638.3M
Discretionary
$638.3M
Employees
12
Clients
1
Accounts
1,142

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2018
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
COMYNS, MARK, GERARDIMEMBERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERD Control
COMYNS, MARK, GERARDIMEMBERC Control
COMYNS, MARK, GERARDIMEMBERC Control
COMYNS, MARK, GERARDIMEMBERC Control
COMYNS, MARK, GERARDIMEMBERC Control
COMYNS, MARK, GERARDIMEMBERC Control
COMYNS, MARK, GERARDIMEMBERC Control
COMYNS, MARK, GERARDIMEMBERC Control
COMYNS, MARK, GERARDIMEMBERC Control
FITZGERALD, DAVID, LOUISIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERC Control
FITZGERALD, DAVID, LOUISIPRESIDENTC Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERC Control
FITZGERALD, DAVID, LOUISIPRESIDENTC Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERC Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERC Control
FITZGERALD, DAVID, LOUISIMEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICERC Control
QUINN, DANIEL, PATRICKIMEMBERC Control
QUINN, DANIEL, PATRICKIMEMBERC Control
QUINN, DANIEL, PATRICKIMEMBERC Control
QUINN, DANIEL, PATRICKIMEMBERC Control
QUINN, DANIEL, PATRICKIMEMBERC Control
QUINN, DANIEL, PATRICKIMEMBERC Control

Registrations

Federal

IA
Mar 30, 2018 REGISTERED

Notice Filings (10)

DE FL MD NC NH NJ NY PA TN TX

Address

148 EAST LANCASTER AVENUE
WAYNE, PA 19087
United States
Phone: 610-293-9000