SOUNDVIEW CAPITAL MANAGEMENT CORPORATION
CRD #120532 SEC #801-61426 NEW HAVEN, CT 203-773-1036
SEC Registered
Total AUM
$60.1M
Discretionary
$60.1M
Employees
1
Clients
--
Accounts
147
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 18, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFELD, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
| GETMAN, CHRISTOPHER | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jun 18, 2012 REGISTERED
Notice Filings (6)
CT FL NH NY RI VT
Address
31 WHITNEY AVENUENEW HAVEN, CT 06510-1219
United States
Phone: 203-773-1036