LEE INVESTMENT MANAGEMENT LLC
CRD #120535 SEC #801-107644 SARATOGA SPRINGS, NY 518-580-0088
SEC Registered
Total AUM
$90.5M
Discretionary
$90.5M
Employees
1
Clients
51
Accounts
301
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| LEE, JAMES, WON | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Feb 21, 2025 REGISTERED
Notice Filings (2)
NY TX
Address
63 PUTNAM STSUITE 202
SARATOGA SPRINGS, NY 12866
United States
Phone: 518-580-0088