WESTEND CAPITAL MANAGEMENT, LLC.

CRD #120545 SEC #801-61128 SAUSALITO, CA (415) 856-0426

SEC Registered Private Funds Disclosures

Total AUM

$348.1M

Discretionary

$348.1M

Employees

Clients

Accounts

392

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 8, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	CHIEF INVESTMENT OFFICER	NA	Control
ELLIMAN, GEORGE	I	CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
ELLIMAN, GEORGE	I	CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
ELLIMAN, GEORGE	I	CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
ELLIMAN, GEORGE	I	CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
ELLIMAN, GEORGE	I	CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
ELLIMAN, GEORGE	I	CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
ELLIMAN, GEORGE	I	CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
HARDY, CHRISTEN, LEAH	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARDY, CHRISTEN, LEAH	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARDY, CHRISTEN, LEAH	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARDY, CHRISTEN, LEAH	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARDY, CHRISTEN, LEAH	I	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	NA	Control
PAPESH, GABRIELLA	I	CHIEF COMPLIANCE OFFICER	NA	Control
PAPESH, GABRIELLA	I	CHIEF COMPLIANCE OFFICER	NA	Control
PAPESH, GABRIELLA	I	CHIEF COMPLIANCE OFFICER, MANAGER OF OPERATIONS	NA	Control
PAPESH, GABRIELLA	I	CHIEF COMPLIANCE OFFICER	NA	Control
PAPESH, GABRIELLA	I	CHIEF COMPLIANCE OFFICER	NA	Control
PAPESH, GABRIELLA	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	D	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	D	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER	D	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	D	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	D	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	D	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	D	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	D	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	D	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	D	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	D	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	D	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	D	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	D	Control
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON HOLDINGS LLC	DE	MEMBER	C
BOLTON, CHARLES, SG	I	MEMBER	C	Control
BOLTON, CHARLES, STEDMAN GARLAND	I	MEMBER	C	Control
BOLTON, CHARLES, STEDMAN GARLAND	I	MEMBER	C	Control
BOLTON, CHARLES, STEDMAN GARLAND	I	MEMBER	C	Control
BOLTON, CHARLES, STEDMAN GARLAND	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
BOLTON, GEORGE, BROWN	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
COOPER, SEAN, C	I	MEMBER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
COOPER, SEAN, CHARLES	I	PRESIDENT	C	Control
COOPER, SEAN, CHARLES	I	PRESIDENT	C	Control
COOPER, SEAN, CHARLES	I	PRESIDENT	C	Control
COOPER, SEAN, CHARLES	I	MEMBER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF OPERATING OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF OPERATING OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF OPERATING OFFICER	C	Control
COOPER, SEAN, CHARLES	I	MEMBER/CHIEF OPERATING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	CEO	C	Control
OZAG, GUSTAVE, ROBERT	I	CEO	C	Control
OZAG, GUSTAVE, ROBERT	I	CEO	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
OZAG, GUSTAVE, ROBERT	I	MEMBER, CHIEF FINANCIAL PLANNING OFFICER	C	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control
ELLIMAN, GEORGE	I	MEMBER, CHIEF FINANCIAL OFFICER, DIRECTOR OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control
BOLTON, GEORGE, BROWN	I	BOLTON HOLDINGS LLC	E	Control

Registrations

Federal

Apr 8, 2025 REGISTERED

Notice Filings (8)

CA FL LA MA MD NJ NY TX

Address

ONE HARBOR DRIVE
SUITE 300
SAUSALITO, CA 94965
United States

Phone: (415) 856-0426