CASTLE FINANCIAL ADVISORS, LLC
CRD #120582 SEC #801-68270 HAUPPAUGE, NY (631) 952-3700
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
51
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAFFREY, JOHN, DAVID | I | MEMBER | C | Control |
| CAFFREY, JOHN, DAVID | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| CAFFREY, JOHN, DAVID | I | MEMBER | C | Control |
| CAFFREY, JOHN, DAVID | I | MEMBER | C | Control |
| CAFFREY, JOHN, DAVID | I | MEMBER | C | Control |
| HATZFELD, JOEY, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| HATZFELD, JOEY, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| HATZFELD, JOEY, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| HATZFELD, JOEY, EDWARD | I | MEMBER | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
NY
Address
145 MARCUS BLVD.HAUPPAUGE, NY 11788
United States
Phone: (631) 952-3700