RIA Intelligence

RETIREMENT PLUS, INC.

CRD #120586 SEC #801-61269 LEAWOOD, KS 913-402-0313
SEC Registered
Total AUM
$60.5M
Discretionary
$60.5M
Employees
5
Clients
101
Accounts
735

Firm Details

Organization Type
Corporation
State of Formation
Missouri
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 2, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTORE Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/COMPLIANCE OFFICERE Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HALLIER, RANDALL, PHILLIPIPRESIDENTE Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
MESA FINANCIAL ADVISORS, INC.DEMAJORITY SHAREHOLDERE Control
MESA FINANCIAL ADVISORS, INC.DEMAJORITY SHAREHOLDERE Control
HALLIER, RANDALL, PHILLIPIPRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HENKE, MARK, JISECRETARY, DIRECTORC Control
MCCARTHY, ROBERT, JOSEPHITREASURER, DIRECTORC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MESA HOLDINGS, LLCDEMESA FINANCIAL ADVISORS, INC.E
MESA HOLDINGS, LLCDEMESA FINANCIAL ADVISORS, INC.E

Registrations

Federal

IA
Mar 2, 2007 REGISTERED

Notice Filings (2)

KS MO

Address

11350 TOMAHAWK CREEK PKWY
SUITE 125
LEAWOOD, KS 66211
USA
Phone: 913-402-0313