GOLDEN GATE FINANCIAL GROUP, LLC
CRD #120600 SEC #801-61200 SAN FRANCISCO, CA 415-362-5006
SEC Registered Broker-Dealer
Total AUM
$134.9M
Discretionary
$134.9M
Employees
10
Clients
--
Accounts
297
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 3, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIBBONS, PATRICK L. | I | TREASURER/SECRETARY/FINOP | NA | |
| CASTAGNA, PAUL ALPHONSE | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | E | Control |
| HALEN, HOWARD THOMAS III | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| KONG KEE, SAM KUHAULUA | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF OPERATIONS | A | Control |
Registrations
Federal
IA
Jan 3, 2005 REGISTERED
Notice Filings (8)
CA CO HI IL MD OH TX WI
Address
50 FRANCISCO STREETSUITE 203
SAN FRANCISCO, CA 94133
USA
Phone: 415-362-5006