MACQUARIE ALLEGIANCE CAPITAL, LLC

CRD #120653 SEC #801-61172 LOS ANGELES, CA 213-233-4500

SEC Registered

Total AUM

$2.9B

Discretionary

$2.9B

Employees

Clients

Accounts

2,834

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 18, 2011
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BERNSTEIN, ROBERT, IAN	I	EXECUTIVE COMMITTEE/DIRECTOR	NA	Control
BRUCK, BENJAMIN, MATTHAUS	I	EXECUTIVE COMMITTEE/DIRECTOR	NA	Control
BURKHART, CHARLES, B.	I	MANAGEMENT COMMITTEE	NA	Control
BURKHART, CHARLES, B.	I	MANAGEMENT COMMITTEE	NA	Control
BURKHART, CHARLES, B.	I	MANAGEMENT COMMITTEE	NA	Control
BURKHART, CHARLES, B.	I	MANAGEMENT COMMITTEE	NA	Control
GOLDBERG, SHARON, MARLA	I	CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS	NA	Control
GOLDBERG, SHARON, MARLA	I	CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS	NA	Control
GOLDBERG, SHARON, MARLA	I	CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS	NA	Control
GOLDBERG, SHARON, MARLA	I	CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS	NA	Control
MAWHORTER, WILLIAM, KENNETH	I	MANAGEMENT COMMITTEE	NA	Control
MAWHORTER, WILLIAM, KENNETH	I	MANAGEMENT COMMITTEE	NA	Control
MAWHORTER, WILLIAM, KENNETH	I	MANAGEMENT COMMITTEE	NA	Control
MAWHORTER, WILLIAM, KENNETH	I	EXECUTIVE COMMITTEE/DIRECTOR	NA	Control
MAWHORTER, WILLIAM, KENNETH	I	MANAGEMENT COMMITTEE	NA	Control
MCDEVITT, GRAHAM, THOMAS	I	EXECUTIVE COMMITTEE/DIRECTOR	NA	Control
MURRAY, BRIAN, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	NA	Control
NAUDE, GERHARD	I	EXECUTIVE COMMITTEE/DIRECTOR	NA	Control
PHARES, KURT, THOMAS	I	MANAGEMENT COMMITTEE	NA	Control
PHARES, KURT, THOMAS	I	MANAGEMENT COMMITTEE	NA	Control
PHARES, KURT, THOMAS	I	MANAGEMENT COMMITTEE	NA	Control
PHARES, KURT, THOMAS	I	MANAGEMENT COMMITTEE	NA	Control
POPOF, ALEXANDER, LAWRENCE	I	MANAGEMENT COMMITTEE, CFO	NA	Control
POPOF, ALEXANDER, LAWRENCE	I	MANAGEMENT COMMITTEE, CFO	NA	Control
POPOF, ALEXANDER, LAWRENCE	I	MANAGEMENT COMMITTEE, CFO	NA	Control
POPOF, ALEXANDER, LAWRENCE	I	MANAGEMENT COMMITTEE, CFO	NA	Control
SILVERA, DAVID, D	I	MANAGEMENT COMMITTEE	NA	Control
SILVERA, DAVID, DIBLEE	I	MANAGEMENT COMMITTEE	NA	Control
SILVERA, DAVID, DIBLEE	I	MANAGEMENT COMMITTEE	NA	Control
SILVERA, DAVID, DIBLEE	I	MANAGEMENT COMMITTEE	NA	Control
SOUTHARD, ROBERT, EARL	I	MANAGEMENT COMMITTEE	NA	Control
SOUTHARD, ROBERT, EARL	I	MANAGEMENT COMMITTEE	NA	Control
SOUTHARD, ROBERT, EARL	I	MANAGEMENT COMMITTEE	NA	Control
SOUTHARD, ROBERT, EARL	I	MANAGEMENT COMMITTEE	NA	Control
STEWART, DEAN	I	EXECUTIVE COMMITTEE/DIRECTOR	NA	Control
TORLINE, MARK, GREGORY	I	MANAGEMENT COMMITTEE	NA	Control
TORLINE, MARK, GREGORY	I	MANAGEMENT COMMITTEE	NA	Control
TORLINE, MARK, GREGORY	I	MANAGEMENT COMMITTEE	NA	Control
TORLINE, MARK, GREGORY	I	EXECUTIVE COMMITTEE/DIRECTOR	NA	Control
TORLINE, MARK, GREGORY	I	MANAGEMENT COMMITTEE	NA	Control
MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC.	DE	OWNER/MEMBER	E	Control
ALLEGIANCE CAPITAL INC	DE	OWNER	D	Control
ALLEGIANCE CAPITAL INC	DE	OWNER	D	Control
ALLEGIANCE CAPITAL INC	DE	OWNER	D	Control
ALLEGIANCE CAPITAL INC	DE	OWNER	D	Control
ROSEMONT PARTNERS I, L.P.	DE	OWNER	C	Control
ROSEMONT PARTNERS I, L.P.	DE	OWNER	C	Control
ROSEMONT PARTNERS I, L.P.	DE	OWNER	C	Control
ROSEMONT PARTNERS I, L.P.	DE	OWNER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ROSEMONT INVESTMENT PARTNERS LLC	DE	ROSEMONT PARTNERS I, L.P.	F	Control
ROSEMONT INVESTMENT PARTNERS LLC	DE	ROSEMONT PARTNERS I, L.P.	F	Control
ROSEMONT INVESTMENT PARTNERS LLC	DE	ROSEMONT PARTNERS I, L.P.	F	Control
ROSEMONT INVESTMENT PARTNERS LLC	DE	ROSEMONT PARTNERS I, L.P.	F	Control
KBC BANK & INSURANCE HOLDING CO.	FE	KBC BANK NV	E	Control
KBC BANK & INSURANCE HOLDING CO.	FE	KBC BANK NV	E	Control
KBC BANK & INSURANCE HOLDING CO.	FE	KBC BANK NV	E	Control
KBC BANK & INSURANCE HOLDING CO.	FE	KBC BANK NV	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD	FE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE B.H. PTY LTD	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LTD	E	Control
MACQUARIE FG HOLDINGS INC.	DE	MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE FG HOLDINGS INC.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD	E	Control
ALMANIJ NV	FE	KBC BANK & INSURANCE HOLDING CO.	D	Control
ALMANIJ NV	FE	KBC BANK & INSURANCE HOLDING CO.	D	Control
ALMANIJ NV	FE	KBC BANK & INSURANCE HOLDING CO.	D	Control
ALMANIJ NV	FE	KBC BANK & INSURANCE HOLDING CO.	D	Control
CERA HOLDING CVBA	FE	ALMANIJ NV	C	Control
CERA HOLDING CVBA	FE	ALMANIJ NV	C	Control
CERA HOLDING CVBA	FE	ALMANIJ NV	C	Control
CERA HOLDING CVBA	FE	ALMANIJ NV	C	Control
KBC BANK NV	FE	ROSEMONT PARTNERS I, L.P.	C	Control
KBC BANK NV	FE	ROSEMONT PARTNERS I, L.P.	C	Control
KBC BANK NV	FE	ROSEMONT PARTNERS I, L.P.	C	Control
KBC BANK NV	FE	ROSEMONT PARTNERS I, L.P.	C	Control
MAWHORTER, WILLIAM, KENNETH	I	ALLEGIANCE CAPITAL INC.	C	Control
MAWHORTER, WILLIAM, KENNETH	I	ALLEGIANCE CAPITAL INC.	C	Control
MAWHORTER, WILLIAM, KENNETH	I	ALLEGIANCE CAPITAL INC.	C	Control
MAWHORTER, WILLIAM, KENNETH	I	ALLEGIANCE CAPITAL INC.	C	Control

Registrations

Federal

Feb 18, 2011 REGISTERED

Notice Filings (51)

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Address

555 SOUTH FLOWER STREET
33RD FLOOR
LOS ANGELES, CA 90071
United States

Phone: 213-233-4500