STONEBRIDGE CAPITAL MANAGEMENT VII, LLC
CRD #120664 SEC #801-61221 WEST CALDWELL, NJ 973-244-9696
SEC Registered
Total AUM
$11.8M
Discretionary
$11.8M
Employees
10
Clients
0
Accounts
32
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CEO / INVESTMENT MANAGER | D | Control |
| SHACHAT & SIMSON INVESTMENTS, LLC | DE | MEMBER | D | Control |
| SHACHAT & SIMSON INVESTMENTS, LLC | DE | MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, LLC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHACHAT & SIMSON | DE | SHACHAT & SIMSON INVESTMENTS, LLC | E | Control |
| SHACHAT & SIMSON | DE | SHACHAT & SIMSON INVESTMENTS, LLC | E | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
NJ
Address
33 CLINTON ROADWEST CALDWELL, NJ 7006
USA
Phone: 973-244-9696