SHAPIRO FINANCIAL SECURITY GROUP, INC.
CRD #120801 SEC #801-121063 HAZLET, NJ 732-739-8991
SEC Registered
Total AUM
$131.2M
Discretionary
$123.8M
Employees
5
Clients
26
Accounts
526
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHAPIRO, KENNETH, BART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (4)
FL NJ NY TX
Address
1 BETHANY ROADBUILDING 6, SUITE 90
HAZLET, NJ 07730
United States
Phone: 732-739-8991