ASCEND ADVISORY GROUP LLC
Legal name: ASCEND ADVISORY GROUP
CRD #120822 SEC #801-63336 COLUMBUS, OH 614-784-6000
SEC Registered
Total AUM
$192.2M
Discretionary
$192.2M
Employees
10
Clients
10
Accounts
818
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUNTER, ELISE, ROTH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUNTER, ELISE, ROTH | I | DIRECTOR OF COMPLIANCE | NA | |
| HUNTER, ELISE, ROTH | I | DIRECTOR OF COMPLIANCE | NA | |
| KORBINI, JEFFREY, EDWARD | I | PLANNER | NA | |
| KORBINI, JEFFREY, EDWARD | I | PLANNER | NA | |
| KORBINI, JEFFREY, EDWARD | I | PLANNER | NA | |
| LEE, MATTHEW, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, MATTHEW, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEST, TAMI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEST, TAMI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, MATTHEW, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, MATTHEW, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| BARDOS, CHRIS, PHILIP | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| GIBSON, JOHN, BRADLEY | I | PARTNER | C | Control |
| MILLER, GREGORY, D | I | INDEPENDENT CONTRACTOR | C | Control |
| MILLER, GREGORY, D | I | SECRETARY/TREASURER | C | Control |
| MILLER, GREGORY, D | I | SECRETARY/TREASURER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | CHIEF COMPLIANCE OFFICER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | CHIEF COMPLIANCE OFFICER | C | Control |
| REILLY, ANTHONY, JOACHIM | I | PARTNER | C | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Notice Filings (12)
AZ CO FL IL IN KS MI MN NY OH TX WI
Address
7600 OLENTANGY RIVER ROADSUITE 200
COLUMBUS, OH 43235
USA
Phone: 614-784-6000