CAPITAL ASSET GROUP, INC
CRD #120829 SEC #801-61213 CORONA DEL MAR, CA 949-270-2740
SEC Registered
Total AUM
$50M
Discretionary
$0
Employees
5
Clients
10
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DICARLO, JEFFREY, ROBERT | I | PRESIDENT, CCO | NA | Control |
| ROBINSON, MAXIE, LEE | I | SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| DI CARLO, PATRICK, NICHOLAS | I | MANAGING PARTNER | D | Control |
| DI CARLO, PATRICK, NICHOLAS | I | MANAGING PARTNER | D | Control |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Notice Filings (13)
AL CA CT FL MD MI NJ NV NY TX UT WA WI
Address
2121 EAST PACIFIC COAST HIGHWAY, SUITE 210CORONA DEL MAR, CA 92625
USA
Phone: 949-270-2740