PLUSFUNDS GROUP INC.
CRD #120871 SEC #801-61359 NEW YORK, NY 212-653-1900
SEC Registered
Total AUM
$2.8B
Discretionary
$2.8B
Employees
--
Clients
--
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AARONSON, PAUL, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ALIPRANDI, CHRISTOPHER, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALIPRANDI, CHRISTOPHER, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOUSBIB, GABRIEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MALCHMAN, ROBERT | I | GENERAL COUNSEL | NA | Control |
| MCMAHON, PATRICK, JOSEPH | I | CHIEF LEGAL & COMPLIANCE OFFICER | NA | Control |
| OWENS, BRIAN | I | DIRECTOR | NA | Control |
| OWENS, BRIAN | I | DIRECTOR | NA | Control |
| ROSE, CHRISTOPHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSE, CHRISTOPHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSE, CHRISTOPHER | I | CHIEF OPERATING OFFICER | NA | Control |
| STAISIL, SUSAN, HAERY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAISIL, SUSAN, HAERY | I | GENERAL COUNSEL | NA | Control |
| SUGRUE, CHRISTOPHER | I | CHAIRMAN | NA | Control |
| WINEGARDNER, DIEGO, PETELIN | I | VICE CHAIRMAN | NA | Control |
| WINEGARDNER, DIEGO, PETELIN | I | VICE CHAIRMAN | NA | Control |
| YANKER, RANDALL, STUART | I | DIRECTOR | NA | |
| YANKER, RANDALL, STUART | I | DIRECTOR | NA | Control |
| MKK LIMITED | FE | SHAREHOLDER | C | Control |
| PF SALECO LLC | DE | SHAREHOLDER | C | Control |
| GRYPHON HOLDINGS II, LLP | DE | SHAREHOLDER | B | |
| KAVANAGH, MARK | I | DIRECTOR | B | Control |
| MKK LIMITED | FE | SHAREHOLDER | B | |
| MKK LIMITED | FE | SHAREHOLDER | B | |
| PF SALECO LLC | DE | SHAREHOLDER | B | |
| SUFFOLK LLC | DE | SHAREHOLDER | B | |
| SUGRUE, CHRISTOPHER | I | CHAIRMAN | B | Control |
| KAVANAGH, MARK | I | DIRECTOR | A | Control |
| SUFFOLK LLC | DE | SHAREHOLDER | A | |
| SUGRUE, CHRISTOPHER | I | CHAIRMAN | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GHEIT, KAMAL, AHMED | I | DARETTO FOUNDATION | F | Control |
| DARETTO FOUNDATION | FE | MKK LTD. | E | Control |
| SUFFOLK LLC | DE | PF SALECO, LLC | E | Control |
| MKK LTD. | FE | SUFFOLK LLC | C | Control |
| SUGRUE, CHRISTOPHER | I | SUFFOLK LLC | C | Control |
Registrations
Federal
IA
Jun 7, 2005 REGISTERED
Notice Filings (1)
NY
Address
1500 BROADWAY11TH FLOOR
NEW YORK, NY 10036
USA
Phone: 212-653-1900