CROSSROADS FINANCIAL PLANNING, INC.
CRD #120898 SEC #801-63651 UPPER ARLINGTON, OH 614-459-1145
SEC Registered
Total AUM
$45.5M
Discretionary
$0
Employees
5
Clients
26
Accounts
204
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIMPSON, JOHN, NMN | I | VICE PRESIDENT/SECRETARY | NA | |
| SIMPSON, JOHN, NMN | I | VICE PRESIDENT/SECRETARY | NA | |
| SIMPSON, JOHN, NMN | I | VICE PRESIDENT/SECRETARY | NA | |
| JARVIS, JULIE, MAE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JARVIS, JULIE, MAE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JARVIS, JULIE, MAE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 5, 2007 REGISTERED
Notice Filings (1)
OH
Address
5001 HORIZONS DRIVE, SUITE 201UPPER ARLINGTON, OH 43220
USA
Phone: 614-459-1145