SUSSEX INVESTMENTS, LTD.
CRD #120909 SEC #801-64310 BEACHWOOD, OH 216-292-8221
SEC Registered
Total AUM
$40.4M
Discretionary
$8.9M
Employees
1
Clients
--
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHEN, THOMAS, FREDERICK | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, THOMAS, FREDERICK | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, THOMAS, FREDERICK | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, THOMAS, FREDERICK | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, THOMAS, FREDERICK | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, THOMAS, FREDERICK | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, THOMAS, FREDERICK | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 16, 2012 REGISTERED
Notice Filings (1)
OH
Address
ONE CHAGRIN HIGHLANDS2000 AUBURN DRIVE, SUITE 200
BEACHWOOD, OH 44122
United States
Phone: 216-292-8221