SOVEREIGN INTERNATIONAL ASSET MGMT INC
CRD #120957 SEC #801-61272 PALM HARBOR, FL 727-784-4841
SEC Registered
Total AUM
$75.5M
Discretionary
$10.8M
Employees
5
Clients
101
Accounts
335
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 6, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, GREGORY, JAMES | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/PRES./CHIEF INVESTMENT OFFICER | E | Control |
| ADAMS, GREGORY, JAMES | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/PRES./CHIEF INVESTMENT OFFICER | E | Control |
| ADAMS, GREGORY, JAMES | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/PRES./CHIEF INVESTMENT OFFICER | E | Control |
| GROSSMAN, LARRY, CHESTER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LARRY, CHESTER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LARRY, CHESTER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LARRY, CHESTER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LARRY, CHESTER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LARRY, CHESTER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LARRY, CHESTER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 6, 2005 REGISTERED
Notice Filings (1)
FL
Address
1312 ALTERNATE 19PALM HARBOR, FL 34683
USA
Phone: 727-784-4841