RIA Intelligence

AURORA FINANCIAL ADVISORS, LLC

CRD #120985 SEC #801-100394 WELLESLEY, MA 781-239-9996
SEC Registered
Total AUM
$404.4M
Discretionary
$404.4M
Employees
11
Clients
51
Accounts
334

Firm Details

Organization Type
Limited Liability Company
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2018
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MILLER, SUSAN, MARIONIOWNER/CHIEF COMPLIANCE OFFICERD Control
MILLER, SUSAN, MARIONIOWNER/CHIEF COMPLIANCE OFFICERD Control
MILLER, SUSAN, MARIONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
MILLER, SUSAN, MARIONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
MILLER, SUSAN, MARIONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
MILLER, SUSAN, MARIONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
MILLER, SUSAN, MARIONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BAIRD, FREDERICK, THOMASIOWNERC Control
BAIRD, FREDERICK, THOMASIOWNERC Control
BAIRD, FREDERICK, THOMASIMANAGING MEMBERC Control
BAIRD, FREDERICK, THOMASIMANAGING MEMBERC Control
BAIRD, FREDERICK, THOMASIMANAGING MEMBERC Control
BAIRD, FREDERICK, THOMASIMANAGING MEMBERC Control
BAIRD, FREDERICK, THOMASIMANAGING MEMBERC Control

Registrations

Federal

IA
Mar 26, 2018 REGISTERED

Notice Filings (6)

FL MA NC NH RI TX

Address

180 LINDEN STREET
SUITE 8A
WELLESLEY, MA 02482
United States
Phone: 781-239-9996