DRAKE CAPITAL MANAGEMENT, LLC
Legal name: DRAKE MANAGEMENT, LLC
CRD #121026 SEC #801-61222 NEW YORK, NY 212-756-1200
SEC Registered
Total AUM
$14.7B
Discretionary
$14.7B
Employees
--
Clients
--
Accounts
25
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPLER, W., CHRISTOPHER | I | MANAGING DIRECTOR AND CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLER, W., CHRISTOPHER | I | DIRECTOR AND CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| APPLER, W., CHRISTOPHER | I | DIRECTOR AND CHIEF LEGAL AND COMPLIANCE OFFICER | NA | |
| APPLER, W., CHRISTOPHER | I | MANAGING DIRECTOR AND CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BRESNAHAN, BERNARD, JOSEPH | I | MANAGING DIRECTOR AND HEAD OF INVESTMENT OPERATIONS | NA | Control |
| BRESNAHAN, BERNARD, JOSEPH | I | MANAGING DIRECTOR AND HEAD OF INVESTMENT OPERATIONS | NA | Control |
| BRESNAHAN, BERNARD, JOSEPH | I | MANAGING DIRECTOR AND HEAD OF INVESTMENT OPERATIONS | NA | Control |
| BRESNAHAN, BERNARD, JOSEPH | I | MANAGING DIRECTOR AND HEAD OF INVESTMENT OPERATIONS | NA | Control |
| FAILLACE, ANTHONY, LOUIS | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| FAILLACE, ANTHONY, LOUIS | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| FAILLACE, ANTHONY, LOUIS | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| FAILLACE, ANTHONY, LOUIS | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| FELLER, STACEY, LAUREN | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FELLER, STACEY, LAUREN | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FELLER, STACEY, LAUREN | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HERIN, ROBERT, GORDON | I | MANAGING DIRECTOR AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| HERIN, ROBERT, GORDON | I | MANAGING DIRECTOR AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| HERIN, ROBERT, GORDON | I | MANAGING DIRECTOR AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| HERIN, ROBERT, GORDON | I | MANAGING DIRECTOR AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| LUTTRELL, STEVEN, JAMES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| LUTTRELL, STEVEN, JAMES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| LUTTRELL, STEVEN, JAMES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| LUTTRELL, STEVEN, JAMES | I | MANAGING DIRECTOR , CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DRAKE PARTNERS LLC | DE | MEMBER | E | Control |
| DRAKE PARTNERS LLC | DE | MEMBER | E | Control |
| DRAKE PARTNERS LLC | DE | MEMBER | E | Control |
| DRAKE PARTNERS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HIND CORPORATION | DE | DRAKE PARTNERS LLC | F | |
| HIND CORPORATION | DE | DRAKE PARTNERS LLC | F | |
| HIND CORPORATION | DE | DRAKE PARTNERS LLC | F | |
| FAILLACE, ANTHONY, LOUIS | I | DRAKE PARTNERS LLC | C | Control |
| FAILLACE, ANTHONY, LOUIS | I | DRAKE PARTNERS LLC | C | Control |
| FAILLACE, ANTHONY, LOUIS | I | DRAKE PARTNERS LLC | C | Control |
| FAILLACE, ANTHONY, LOUIS | I | DRAKE PARTNERS LLC | C | Control |
| LUTTRELL, STEVEN, JAMES | I | DRAKE PARTNERS LLC | C | Control |
| LUTTRELL, STEVEN, JAMES | I | DRAKE PARTNERS LLC | C | Control |
| LUTTRELL, STEVEN, JAMES | I | DRAKE PARTNERS LLC | C | Control |
| LUTTRELL, STEVEN, JAMES | I | DRAKE PARTNERS LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
NY
Address
660 MADISON AVENUE, 16TH FLOORNEW YORK, NY 10065
United States
Phone: 212-756-1200