ZURICH AWES FINANCIAL MANAGEMENT, INC.
CRD #121033 SEC #801-71590 PLYMOUTH, MN 763-577-1900
SEC Registered
Total AUM
$23.9M
Discretionary
$22.7M
Employees
1
Clients
51
Accounts
242
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AWES, ZURICH, THOR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| AWES, ZURICH, THOR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| AWES, ZURICH, THOR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| AWES, ZURICH, THOR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
MN
Address
3033 CAMPUS DRIVE, SUITE 100WPLYMOUTH, MN 55441
United States
Phone: 763-577-1900