RIA Intelligence

SOVEREIGN BANK

CRD #121098 SEC #801-61579 WYOMISSING, PA 8007822684
SEC Registered
Total AUM
$1B
Discretionary
$596.5M
Employees
--
Clients
0
Accounts
1,004

Firm Details

Organization Type
Other (specify) (SID OF A FEDERALLY CHARTERED SAVINGS BANK)
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 27, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROWER, IRA, JIPRESIDENT, TRUST DIVISIONNA Control
BROWER, IRA, JIPRESIDENT, TRUST DIVISIONNA Control
BROWER, IRA, JIPRESIDENT, TRUST DIVISIONNA Control
KANNHEISER, BARBARAIEXECUTIVE VICE PRESIDENT, TRUST DIVISIONNA Control
KANNHEISER, BARBARAIEXECUTIVE VICE PRESIDENT, TRUST DIVISIONNA Control
KANNHEISER, BARBARAIEXECUTIVE VICE PRESIDENT, TRUST DIVISIONNA Control
KELLY, CYNTHIA, AICHIEF COMPLIANCE OFFICERNA Control
KELLY, CYNTHIA, AICHIEF COMPLIANCE OFFICERNA
KELLY, CYNTHIA, AIVICE PRESIDENT AND COMPLIANCE OFFICER, TRUST DIVISIONNA
LEO, GREGORY, CHARLESIVP - SR INVESTMENT OFFICERNA Control
OUGHTON, JOHNIEXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, TRUST DIVISIONNA Control
OUGHTON, JOHNIEXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, TRUST DIVISIONNA Control
SOVEREIGN BANCORP, INC.DEHOLDING COMPANYE Control
SOVEREIGN BANCORP, INC.DEHOLDING COMPANYE Control
SOVEREIGN BANCORP, INC.DEHOLDING COMPANYE Control

Registrations

Federal

IA
Sep 27, 2005 REGISTERED

Address

1130 BERSHIRE BLVD
WYOMISSING, PA 19610
USA
Phone: 8007822684