TASSEL CAPITAL MANAGEMENT, INC.
Legal name: TASSEL CAPITAL MANAGEMENT, INC
CRD #121112 SEC #801-120382 MATTHEWS, NC 704-814-6780
SEC Registered
Total AUM
$225.4M
Discretionary
$225.4M
Employees
4
Clients
1
Accounts
804
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| ERTEL, WILLIAM, BOROUGHS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| KENDALL, BRADLEY, PALMER | I | FINANCIAL PLANNER | B | |
| KENDALL, BRADLEY, PALMER | I | FINANCIAL PLANNER | B | |
| KENDALL, BRADLEY, PALMER | I | FINANCIAL PLANNER | B | |
| KENDALL, BRADLEY, PALMER | I | FINANCIAL PLANNER | B | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | B | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | B | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | B | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | B | |
| Kendall, Bradley, Palmer | I | FINANCIAL PLANNER | A | |
| Kendall, Bradley, Palmer | I | FINANCIAL PLANNER | A | |
| Kendall, Bradley, Palmer | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A | |
| WHITMAN, CARLTON | I | FINANCIAL PLANNER | A |
Registrations
Federal
IA
Oct 20, 2025 REGISTERED
Notice Filings (7)
AL FL IL NC NH SC VA
Address
1220 MANN DRIVESUITE 100
MATTHEWS, NC 28105
United States
Phone: 704-814-6780