PALISADE INVESTMENT ADVISORS, LLC
CRD #121124 SEC #801-61409 MINNEAPOLIS, MN 612-455-2900
SEC Registered
Total AUM
$5.6M
Discretionary
$5.6M
Employees
5
Clients
10
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
Registrations
Federal
IA
Feb 12, 2007 REGISTERED
Notice Filings (1)
MN
Address
333 SOUTH SEVENTH STREETSUITE 210
MINNEAPOLIS, MN 55402
USA
Phone: 612-455-2900